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Showing 911 - 920 of 1465 results for "Investments Commission"

ASIC to update planner training guidelines

CHRIS NICHOLLS  |  WEDNESDAY, 1 AUG 2007
The Australian Securities and Investments Commission (ASIC) is seeking feedback on proposals to update its training guidelines for financial planners. The proposed changes relate to Regulatory Guide 146 (RG 146), and take into account submissions to ...

Gloves come off over ASX monopoly

SUZY MAC  |  WEDNESDAY, 25 JUL 2007
... monopoly, rival AXE claims the ASX has been running a competition fear campaign. The Australian Securities and Investments Commission (ASIC) has launched a consultation process on whether to grant licenses to another two players which would run rival ...

Liquidnet trading breaks mould

... they are just awaiting approval for a Markets License from the regulator, the Australian Securities and Investments Commission (ASIC) and expect an update on this by September. Michelle Baltazar

Regulators clamp down on illegal super schemes

The Australian Securities and Investments Commission (ASIC) and the Australian Taxation Office (ATO) have found that the number of promoters of illegal access of super schemes has increased and warned consumers that those who sign up face tough legal ...

ASIC calls for comment on MIS liquidity

HAMISH MADDEN  |  WEDNESDAY, 4 JUL 2007
The Australian Securities and Investments Commission (ASIC) has issued a consultation paper proposing revised guidelines for managed investment schemes (MIS) and the liquidity responsibilities of managers. The paper addresses MIS manager responsibilities ...

Citigroup not guilty of insider trading

HAMISH MADDEN  |  FRIDAY, 29 JUN 2007
... to the much publicised Toll takeover bid. Following allegations brought by the Australian Securities and Investments Commission (ASIC), the Federal Court found Citigroup did not engage in insider trading and did not contravene the conflict of interest ...

Market wrap - midday

AAP  |  THURSDAY, 28 JUN 2007
... today. And in the Federal Court in Sydney, a decision will be handed down in the Australian Securities and Investments Commission's (ASIC) insider trading case against Citigroup. The Australian stock market closed sharply lower yesterday, following weakness ...

Most finance executives support ESG reporting

ALEX DUNNIN  |  THURSDAY, 28 JUN 2007
... results, nearly 90 per cent agreed the Australian Securities Exchange or the Australian Securities and Investments Commission should provide some form of guidance in this reporting. Sixty per cent also agreed that Product Disclosure Statements should ...

Market wrap - morning

AAP  |  THURSDAY, 28 JUN 2007
... today. And in the Federal Court in Sydney, a decision will be handed down in the Australian Securities and Investments Commission's (ASIC) insider trading case against Citigroup. The Australian stock market closed sharply lower yesterday, following weakness ...

ASIC revises regulations for AFS license holders

CHRIS NICHOLLS  |  TUESDAY, 26 JUN 2007
The Australian Securities and Investments Commission (ASIC) has released two policy updates revising the regulations around the calculation of surplus liquid funds and adjustments for underwriters dealing with statutory exposure periods. The updates ...