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Showing 891 - 900 of 1464 results for "Investments Commission"

Doja faces jail time

RUTH LIEW  |  MONDAY, 31 MAR 2008
... months imprisonment in the Sydney District Court following an investigation by the Australian Securities and Investments Commission (ASIC) into Progressive Investment Securities and Capital Investments Group (Aust). On 30 November 2007, Doja, 52, was ...

ASIC investigates Opes Prime

MICHAEL HOBBS  |  FRIDAY, 28 MAR 2008
Opes Prime Stockbroking is under investigation by the Australian Securities and Investments Commission (ASIC) after the firm found a number of cash and stock movement irregularities in a small number of accounts. ASIC has created a team, which will ...

Super trustee faces ASIC probe

RUTH LIEW  |  WEDNESDAY, 12 MAR 2008
The Australian Securities and Investments Commission (ASIC) obtained orders by consent in the Supreme Court of New South Wales yesterday against Fenumiai Solofuti of Campbelltown, New South Wales. These orders follow ASIC allegations that Solofuti was ...

Regulators fight breaches online

RUTH LIEW  |  WEDNESDAY, 12 MAR 2008
The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) has launched a new online breach reporting system for dual-regulated institutions. According to a joint statement released by both ...

FHSA tops govt agenda

MICHAEL HOBBS  |  MONDAY, 3 MAR 2008
... Established in February, the Working Group consists of officers from Treasury, the Australian Securities and Investments Commission (ASIC) and the Department of Finance and Deregulation. Sherry said he was pleased with the number of financial services ...

ASIC closes Risqy Forex scheme

RUTH LIEW  |  MONDAY, 3 MAR 2008
The Australian Securities and Investments Commission (ASIC) has obtained orders in the Supreme Court of Queensland in Brisbane to close an illegal managed investment scheme involving $14.5 million being operated by unregistered New Zealand-based Risqy ...

Super promoter faces trial

RUTH LIEW  |  TUESDAY, 19 FEB 2008
... Court yesterday to stand trial on a date to be fixed on 22 charges laid by the Australian Securities and Investments Commission (ASIC). Between May 2002 and October 2003, ASIC alleges Sharland dishonestly gained an advantage for Self Managed Capital ...

Fed Govt creates financial services task force

MICHAEL HOBBS  |  WEDNESDAY, 6 FEB 2008
... Financial Services Working Group includes senior officers from Treasury, the Australian Securities and Investments Commission (ASIC) and the Department of Finance and Deregulation to ensure all solutions are enforceable and inline with the federal government's ...

ASIC charges Fundamental adviser

MICHAEL HOBBS  |  THURSDAY, 31 JAN 2008
The Australian Securities and Investments Commission (ASIC) has charged Peter Braun, former financial adviser at liquidated Fundamental Group, with eight offences including dishonesty and providing investors with false information. Braun faces six charges ...

ASIC to sue Westpoint

The Australian Securities and Investments Commission (ASIC) is to take legal action against Westpoint, and planner groups that recommended Westpoint products, on behalf of investors who lost a combined $320 million when the property group collapsed ...