Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 941 - 950 of 1464 results for "Investments Commission"

AMP FP to call 35,000 over switching advice

... given more details about the four enforceable undertakings it agreed to with the Austrailan Securities and Investments Commission (ASIC) last July after the regulator reviewed 300 randomly selected files from AMP planners between 1 October 2005 and 12 ...

Regulators discuss streamlining some supervision operations

ALEX DUNNIN  |  MONDAY, 12 FEB 2007
... the creation of the Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC), the bodies are in discussions about how to streamline some aspects of their supervision operations. "The agencies are ...

Adviser jailed for five and a half years

HAMISH MADDEN  |  FRIDAY, 9 FEB 2007
... sentenced to five and a half years jail by the Brisbane District Court after an Australian Securities and Investments Commission investigation into his company, B G Investments, which is currently in liquidation. The ASIC investigation found, among other ...

Beware of hedge risk: Deloitte

... services licence (AFSL) and, depending on structure, may be regulated by the Australian Securities and Investments Commission (ASIC). By contrast, the US courts are blocking attempts by the regulator, the Securities and Exchange Commission, to require ...

Perth adviser faces jail over $1.5m fraud

HAMISH MADDEN  |  THURSDAY, 18 JAN 2007
... added to the 33 charges he was already facing over a $1.5 million fraud. The Australian Securities and Investments Commission (ASIC) brought the 12 new charges against Antonio Pisano in Perth Magistrates Court yesterday, adding to the 33 charges already ...

ASIC takes SMSF site offline

HAMISH MADDEN  |  WEDNESDAY, 20 DEC 2006
... superannuation fund (SMSF) has been taken offline after an investigation by the Australian Securities and Investments Commission (ASIC). Online Super Legal agreed to shut down its website after ASIC raised concerns it was operating without an AFS license. ...

ASIC updates court on Westpoint progress

HAMISH MADDEN  |  TUESDAY, 19 DEC 2006
The Federal Court in Perth yesterday received an update from the Australian Securities and Investments Commission (ASIC) on its investigations into the Westpoint collapse in support of ASIC's bid to extend the freezing of assets of key Westpoint figures. ...

Westpoint Recovery Fund still in pursuit

HAMISH MADDEN  |  MONDAY, 18 DEC 2006
... intended to pursue auditors KPMG and would eventually "vigorously pursue" the Australian Securities and Investments Commission (ASIC) for what Bristow said was its part in the fiasco. "Despite ASIC threatening people previously associated with the Westpoint ...

Company directors arrested on theft charges

HAMISH MADDEN  |  MONDAY, 18 DEC 2006
... Victorian Police executed warrants for the arrest of Shaun and Nicole White after the Australian Securities and Investments Commission (ASIC) obtained warrants relating to the pair's involvement in the alleged theft of $930,000 of client funds through ...

Stringent orders for winding up of Sovereign fund

HAMISH MADDEN  |  THURSDAY, 14 DEC 2006
The Supreme court of Queensland has denied an Australian Securities and Investments Commission (ASIC) application for an independent liquidator to be appointed to wind up the Sovereign Prudential Fund. Sovereign Capital, the responsible entity of the ...