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Showing 901 - 910 of 3496 results for "compliance"

CBA completes review, sued by FWO

ANNABELLE DICKSON  |  TUESDAY, 12 OCT 2021
... workers about $16.44 million in wages. In 2019, CBA flagged to the FWO and ASX that it was completing a review of its compliance with enterprise agreements and identified contraventions. FWO is alleging that CBA and CommSec breached clauses of its enterprise ...

AustralianSuper appoints chief risk officer

JAMIE WILLIAMSON  |  TUESDAY, 12 OCT 2021
... He has held several roles over the years including director, investment finance and legal and director of risk and compliance projects. Commenting on his new responsibilities, Mantello said: "The AustralianSuper board and executive team have committed ...

Midwinter appoints head of product

ELIZABETH MCARTHUR  |  MONDAY, 11 OCT 2021
... opportunity for advice businesses to improve efficiency through technology, particularly for advice production and compliance. I also believe many Australians could benefit from advice if it was more accessible. I am excited to join a company that is ...

Fiducian adds $38m FUA to network

KARREN VERGARA  |  FRIDAY, 8 OCT 2021
... Albury/Wodonga area by providing support services worth $360,000. This covered training, practice management, legal assistance, compliance, and technology support. It is the dealer group's policy not to disclose the names of advisers that join its network. ...

Suncorp names chief risk officer

ANNABELLE DICKSON  |  FRIDAY, 8 OCT 2021
... years at IG Group first joining as a lawyer in 2005 and later went on to become general counsel and global head of compliance. In her most recent role, she was responsible for driving and enabling growth and international expansion in a heavily regulated ...

Milestone Group launches valuation tool

KARREN VERGARA  |  WEDNESDAY, 6 OCT 2021
... back-office solution that aims to accurately value securities. Fair Value Control can be used by administration and compliance teams to help reduce operational risk, improve governance and provide insights to fund managers and fund boards. Milestone ...

Family office makes crypto play

ELIZABETH MCARTHUR  |  WEDNESDAY, 6 OCT 2021
... purchase, hold and secure the underlying Bitcoin. "We searched globally for a solution that could mirror our internal compliance processes for investing and found Zerocap to be amongst the leaders in their field, and fortuitously, local," VSG managing ...

AIOFP petitions to delay DDO, annual renewal

KARREN VERGARA  |  FRIDAY, 1 OCT 2021
... AIOFP Peter Johnston said this has ultimately resulted in unintended consequences in which advisers now have to pass compliance costs to their clients. "Now is the time for action, the success of this strategy rests with Advisers getting involved to ...

Link hires RSS compliance head

ANNABELLE DICKSON  |  THURSDAY, 30 SEP 2021
Link Group hired a senior superannuation specialist from ASIC to take on the role of global head of risk and compliance for its Retirement & Superannuation Solutions (RSS) division. Theresa Mills joined ASIC in 2016 as a director of its financial literacy ...

Hyperion Asset Management builds out team

ANNABELLE DICKSON  |  MONDAY, 27 SEP 2021
The fund manager has appointed a head of risk and compliance, general executive, and research associate as it invests in its next stage of growth. Thomas Withers has joined as head of risk and compliance from Northcape Capital where he was in a similar ...