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Showing 851 - 860 of 3496 results for "compliance"

Synchron names new state manager

KARREN VERGARA  |  MONDAY, 14 FEB 2022
... South Australia and the Northern Territory," he said. Synchron recently appointed Phil Osborne as general manager of compliance on February 1.

PE Capital in liquidation

KARREN VERGARA  |  THURSDAY, 10 FEB 2022
... ASIC's investigation included interviewing Jason Huang (director of PE Capital Asia) and Greg Roberts (director of compliance). Martyn Barnes was non-executive chair of PE Capital. His LinkedIn now claims he is based in Dubai and is the managing ...

LGIA upgrades anti-money laundering tech

ELIZABETH MCARTHUR  |  TUESDAY, 8 FEB 2022
... solution that would support our continued growth," LGIA chief executive Kate Farrer said. "Napier is the financial crime compliance solution that gives us complete control and transparency of rules as well as segregation of data, rules, and workflows. ...

Iress wins new mandate

ELIZABETH MCARTHUR  |  MONDAY, 7 FEB 2022
... technology used to support all areas of Findex's financial advice and risk insurance business including advice operations, compliance processes, and investment portfolio strategy development. "We're delighted to partner with Findex to support its strategy ...

FPA calls for stronger experience pathway

KARREN VERGARA  |  FRIDAY, 4 FEB 2022
... providing an exemption at this point, given the 37% drop in authorised financial planners to date and post the exam compliance cut off, will fail to attract exited financial advisers back, nor will it remove the regulatory burden, duplication and inefficiencies ...

Synchron appoints compliance lead

ELIZABETH MCARTHUR  |  FRIDAY, 4 FEB 2022
Financial advice dealer group Synchron has appointed a general manager, compliance. Phil Osborne took on the position from February 1. He has been working with Synchron as a compliance consultant since July 2021. He reports directly to the Synchron ...

Westpac shuffles executives

ELIZABETH MCARTHUR  |  THURSDAY, 3 FEB 2022
... head office responsible for strategy and policies. The roles of chief risk officer, group executive - financial crime, compliance and conduct will be combined. This move has seen chief risk officer David Stephen decide to leave Westpac along with Les ...

Former APRA executive joins Zurich

CHLOE WALKER  |  THURSDAY, 3 FEB 2022
... Summerhayes joins five of Zurich's main APRA-regulated boards as an independent non-executive director and member of risk, compliance and audit committee. Summerhayes' role on Zurich's board also includes member of people and remuneration committee. ...

Risk, compliance salaries soar: Data

JAMIE WILLIAMSON  |  TUESDAY, 1 FEB 2022
A shallow talent pool means risk and compliance professionals are a hot commodity in 2022, as data shows entry-level salaries having increased by a whopping 66% since the Royal Commission. According to Kaizen Recruitment, this year continues to see ...

ASIC exposes RE structure conflicts of interest

KARREN VERGARA  |  TUESDAY, 1 FEB 2022
... to evaluate and improve their governance practices to stay ahead of both financial and non-financial risks, improve compliance and deliver better investor outcomes.