Search Results | Showing 801 - 810 of 3496 results for "compliance" |
| | | ... ASX's derivatives and OTC markets and clearing businesses, and more recently in cash equities and the various risk, compliance, technology and operational teams who support them. It has been an exciting and rewarding experience." Lofthouse said being ... |
| | | | ... to lead the industry in connectivity in the years ahead." BGL is a provider of SMSF investment portfolio and company compliance management software, its free open API is used across the industry with reportedly over 350 data feed and integration partners ... |
| | | | ... in assets under management. Pertinently, the fund is backed by cryptocurrency custodian Gemini, which uses a global compliance platform to secure the fund's Ether assets. The Gemini platform was founded by the Winklevoss twins who gained fame from accusing ... |
| | | | ... Enforcement's Climate and ESG Task Force was formed in March 2021, and among other things, it analyses disclosure and compliance issues relating to investment advisers' and funds' ESG strategies. |
| | | | ... Management chief executive Audrey Koenig, head of global corporate communications Alix Boisaubert and global chief compliance officer Justin Rosin. Also appointed is Alain Bruneau as general secretary, global head of client experience Melanie Robinson ... |
| | | | ... wish him well in the next chapter of his life." Carpenter will retain his full responsibilities pending regulatory and compliance approvals for England's appointment, which is expected to be finalised within the third quarter. The announcement comes ... |
| | | | ... Hannigan will be based in Melbourne and report to chief executive Emma Sakellaris. Most recently Hannigan worked in risk compliance at IOOF and NAB as a senior risk partner. Before this, he spent 12 years at Tasplan in various compliance and company ... |
| | | | ... that Nesseim had "weaved a tangled web; and ultimately entangled himself in his own falsehoods". "Had he admitted non-compliance with the particular disclosure requirements when first contacted, the consequences for him would not have involved a protracted ... |
| | | | ... could offer to clients. She took no exception to the Best Interests Duty, stringent educational standards, onerous compliance or digital disruption that have reformed the industry. Hume was also unperturbed by the finfluencers that have begun to fill ... |
| | | | ... help run operational risk. The industry fund confirmed that Foo was appointed senior manager, operational risk, and compliance, investment management. Foo was a director of Deloitte Consulting where he worked in the asset management and superannuation ... |
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