Search Results | Showing 891 - 900 of 3496 results for "compliance" |
| | | ... into 2022." Kaizen also noted an uptick in hiring for business development roles, communications specialists, risk and compliance specialists and bigger than usual salary increases for analysts moving to the senior analyst level. "The focus on superannuation ... |
| | | | ... Aon Hewitt. "At one point, we considered the self-licensing option but with the complexity of a constantly changing compliance landscape, we knew partnering with a reputable firm whose primary focus is to provide a licensee service, was the right decision ... |
| | | | ... his health. Steven Harker joined the Westpac board in 2019 and was a member of the audit, board legal, regulatory and compliance and remuneration committees. "The time is right for me to retire. I am confident Westpac is on the right path to restore ... |
| | | | ... cover the identification, control, management and regular monitoring of conflicts as well as the consequences for non-compliance. Such protections will help trustees manage the risk that their executives' own interests or those of a related party ... |
| | | | ... from Omega Global Investors where she managed portfolios from research and data management to portfolio construction, compliance and implementation. Lin has experience in quantitative analysis and funds management, specialising in Australian fixed income ... |
| | | | ... FSCP will become the single disciplinary body for the industry by taking on complaints about advisers and overseeing compliance with the financial services laws and Code of Ethics. ASIC will chair the FSCP, which comprises professionals within the industry ... |
| | | | ... failed to monitor and supervise Spectrum's representatives, which was "indicative of a culture that promoted growth over compliance", the tribunal said, adding that he contributed to that culture by occupying senior roles in which he did not perform ... |
| | | | ... the changing needs of insurers and fund members. Theresa Mills recently joined the firm as global head of risk and compliance for RSS. Mills hailed from ASIC where she was a director of its financial literacy board before taking on the superannuation ... |
| | | | ... Association (TAA) and Synchron support changes that will lead to affordable advice for consumers and relieving the compliance burden for financial advisers. The FSC's latest research, White paper on financial advice, outlined proposals reclassifies retail ... |
| | | | ... expect you to address and correct them without delay," ASIC commissioner Sean Hughes said. ASIC will continue monitoring compliance with whistleblower policies and plans to conduct another review in the future. |
|