Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 541 - 550 of 600 results for "Authorised Representative"

ASIC bans planner pushing dodgy docos

ASIC RELEASE  |  THURSDAY, 14 JAN 2010
... Elite Equities Limited (Elite) and Fuoco. Between 23 February 2005 and 11 November 2008, Fuoco was an authorised representative of Elite, a financial planning business associated with Dollarforce. ASIC's investigation found that between July 2005 and ...

Planners brace for fiduciary revolution

ALEX DUNNIN  |  TUESDAY, 24 NOV 2009
The financial planning industry's worst nightmare is about to come true with the Ripoll Report recommending advisers become fiduciaries, payments from product providers to planners should cease and that ASIC significantly step up its shadow shopping ...

AXA announces Value of Advice winners

RUTH LIEW  |  WEDNESDAY, 30 SEP 2009
AXA has recognised five practices across five states in its inaugural Value of Advice Awards. Planwell Financial Group, Rothgard Financial Partners, PSK Financial Services, Sage Financial Group and Minerds Bell Consultancy Group were recognised in the ...

Make advice tax deductible: IFSA

MICHAEL HOBBS  |  MONDAY, 31 AUG 2009
The Investment and Financial Services Association (IFSA) is calling on the government to legislate for all financial advice to be tax deductible. John Brogden, chief executive at IFSA, said raising regulatory standards would more than likely increase ...

Consultum adds six advisers

COMPANY RELEASE  |  THURSDAY, 27 AUG 2009
Consultum Financial Advisers has added six new authorised representatives to its business since the start of the new financial year. In New South Wales, Consultum has appointed Ryan Porter from Wealth Selector, Justine Colvin (Flight Centre Moneywi$e) ...

Perth stockbroker gets ban for life

ASIC RELEASE  |  MONDAY, 13 JUL 2009
... after cheating his clients of $9 million. This follows an ASIC investigation into Kur's conduct as an authorised representative of Perth-based stockbrokers Hogan and Partners Stockbrokers Pty Ltd (Hogan's). Kur provided advice in relation to options ...

BlueMountain to post record returns

MICHELLE BALTAZAR  |  WEDNESDAY, 24 JUN 2009
... that we were able to make back all that money." The local arm of Affiliated Managers Group (AMG) is the authorised representative of BlueMountain in Australia.

PIS awards top risk adviser

MICHAEL HOBBS  |  THURSDAY, 30 APR 2009
... Churchill, has won the dealer group's best risk specialist award for the third time. Churchill has been an authorised representative at PIS since 2002. He heads up the Nerang-based CCS Insurance Solutions practice and has more than 1,400 clients on the ...

Boomers to postpone retirement

MICHAEL HOBBS  |  TUESDAY, 3 MAR 2009
... concern among baby boomers with more than a quarter worried about losing their job. Mark O'Leary, AMP authorised representative and financial planner, said his baby boomer clients are moving towards a different kind of retirement where they still remain ...

Toowoomba planner banned

RUTH LIEW  |  FRIDAY, 7 NOV 2008
... undischarged bankrupt. ASIC banned Blinco because of his undischarged bankrupt status while acting as an authorised representative of AMP Financial Planning and AMP General Insurance Distribution. Although Blinco represented AMP Financial Planning, ASIC ...