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Showing 491 - 500 of 600 results for "Authorised Representative"

Adviser banned for chasing commissions

ELISE BURGESS  |  WEDNESDAY, 7 MAR 2012
... insurance policies in order to collect the consequent commissions. Susan Heathwood, of Randwick, was an authorised representative of GuardianFP from April 2005 until May 2011, and an employee of Jalee Consulting Group Pty Ltd (Jalee), also an authorised ...

Plan B continues eastern state expansion

ELISE BURGESS  |  FRIDAY, 24 FEB 2012
West Australian wealth management firm, Plan B Group Holdings, is continuing expansion to the eastern seaboard and fast-tracking its acquisition of the My Adviser planning network. On April 21 last year Plan B announced it would acquire a 33% stake ...

AXA FP advisers begin transition away from brand

ELISE BURGESS  |  TUESDAY, 14 FEB 2012
As the AXA brand continues its withdrawal from the Australian market, AXA Financial Planning practices are being offered branding options including the offer to transition to AXA licensee, Charter Financial Planning. Under the Charter FP licence, AXA ...

BT aligned advice boutique appoints new chief

CLAIRE MCGREAL  |  WEDNESDAY, 7 DEC 2011
Former Commonwealth Bank and Westpac executive Steve Watts has been appointed to the newly created chief executive role at Queensland advice boutique MQ Financial Services. MQ operates under the Magnitude Dealer Group license, which is part of BT Financial ...

AMP sells insurance arm to Suncorp

CLAIRE MCGREAL  |  FRIDAY, 2 DEC 2011
AMP has sold its General Insurance Distribution business to Suncorp, in a move that sees Suncorp secure the business for the long-term. The groups had previously been aligned in insurance, with Suncorp providing general insurance products to AMP through ...

ASIC cancels two financial services licences

CLAIRE MCGREAL  |  FRIDAY, 25 NOV 2011
ASIC is continuing its crackdown of the financial services industry with the cancellation of two more licenses. Melbourne-based FP Investment Partners lost its licence for not making sure that the proper arrangements were in place for the management ...

ASIC cancels South Australian financial services licence

CLAIRE MCGREAL  |  THURSDAY, 17 NOV 2011
... services licensee. The commission was also concerned that Power made a misleading statement to a potential authorised representative of MPF, made a misleading statement on MPF's website, lacked knowledge of legal requirements relating to the appointment ...

ASIC investigations lead to charges, interim orders

CLAIRE MCGREAL  |  TUESDAY, 15 NOV 2011
... charge of dishonestly using his position as an employee at his former workplace. Jonathan Kur, who was an authorised representative for Hogan and Partners Stockbrokers Pty Ltd, appeared in court last week, charged with 16 counts of fraud worth $8.8 million ...

Accountants partner up with AXA and MLC to offer financial advice

CLAIRE MCGREAL  |  MONDAY, 14 NOV 2011
... Public Accountants (IPA) members the choice of either providing financial advice in-house by becoming an authorised representative of a license holder, and/ or referring their clients to an extensive and reliable referral network Members can chose from ...

ASIC bans authorised representative of Romad Financial Services

CLAIRE MCGREAL  |  TUESDAY, 8 NOV 2011
... ASIC's clean-up of the financial services industry is continuing with the banning of a Melbourne-based authorised representative of Romad Financial Services. Rory Mor Macleod Deutsch of Box Hill North cannot provide financial services for four years ...