Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 531 - 540 of 600 results for "Authorised Representative"

AAT upholds ASIC adviser ban

ASIC RELEASE  |  FRIDAY, 8 OCT 2010
... companies, in particular Elite Equities and Fuoco. Between 23 February 2005 and 11 November 2008, he was an authorised representative of Elite, a financial planning business associated with the Dollarforce Group. ASIC's investigation found that between ...

Countplus buys risk dealer group

MEDIA RELEASE  |  FRIDAY, 1 OCT 2010
... have its own board of directors. TFSA's advisers are located throughout Australia and have signed new authorised representative agreements with Countplus' wholly owned AFSL, Compound Investments Limited. As a risk-focused dealer group, one of the benefits ...

Former AMP adviser gets permanent ban

ASIC RELEASE  |  MONDAY, 20 SEP 2010
... against Aloisi follows its investigation into allegations of misconduct during his employment as an authorised representative with AMP Financial Planning from 1 January 2004 to 5 August 2009 and AMP GI Distribution from 1 January 2004 to 7 August 2009. ...

Birth of the iPad adviser

MICHELLE BALTAZAR  |  WEDNESDAY, 8 SEP 2010
... 26-year-old Sam Harrington, a financial adviser for more than four and a half years and is a Synchron authorised representative, summed up the iPad-based conference in a word: fun. "Synchron really has its hands on the pulse in trying to embrace the ...

Insurance broker gets permanent ban

ASIC RELEASE  |  WEDNESDAY, 16 JUN 2010
... from providing financial services. The banning follows an ASIC investigation into Ker's conduct as an authorised representative dealing in general insurance financial products. ASIC found that between 18 December 2006 and 31 December 2008, Ker had engaged ...

AMP expands Qld team for IFAs and Alliances

AMP RELEASE  |  WEDNESDAY, 9 JUN 2010
... from Millennium 3 Financial Services where he managed his own insurance-focused planning practice as an authorised representative of the dealer group. "Reece has a proven track record in achieving sales results in a competitive marketplace and will focus ...

Time to grow: Securitor

MICHELLE BALTAZAR IS A MEDIA GUEST OF THIS YEAR'S SECURITOR ANNUAL CONFERENCE.  |  WEDNESDAY, 14 APR 2010
Securitor, one of the largest financial planning groups in the country, maps out a growth strategy that will prepare its planners ahead of industry consolidation, tougher regulation and the nation's seismic $400 billion wealth transfer over the next ...

Futuro grows planning network

PRESS RELEASE  |  TUESDAY, 6 APR 2010
Futuro Financial Services has increased its national network by nearly 50 per cent to 93 per cent in the past 18 months. The independent financial planning group had 64 authorised representatives in October 2008 but that number reached 93. The group ...

Insurance rep banned from fin services

ASIC RELEASE  |  FRIDAY, 5 MAR 2010
... was also reason to believe he would not comply with it in the future. McDonald was employed as a sub-authorised representative of Jacarlen Pty Ltd between 10 March 2004 and 15 June 2009. Jacarlen was a corporate authorised representative of an insurance ...

Netwealth buys $700m FUA planning firm Bridgeport

MICHAEL HOBBS  |  MONDAY, 18 JAN 2010
... funds under advice. As a result of the deal, Bridgeport will retain its name and become a corporate authorised representative of netwealth's Financial Planning Services Australia (FPSA). This means FPSA now has 63 financial advisers across more than ...