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Showing 561 - 570 of 600 results for "Authorised Representative"

ASIC takes SMSF site offline

HAMISH MADDEN  |  WEDNESDAY, 20 DEC 2006
... Super which also arranged the setting up of SMSFs but was now in liquidation. Online Super had been an authorised representative of a number of AFS licenses but Online Super Legal was not. ASIC investigations were commenced following complaints from ...

Planners find Avenue in succession

... Avenue," he said. Established in 2001, Avenue now manages over $1.3 billion in funds under advice and an authorised representative base of 40. Michelle Baltazar

ASIC bans ex-Genesys adviser

... Securities and Investments Commission (ASIC) has banned financial adviser, Mark Leigh Clifton, a former authorised representative of Genesys Wealth Advisers, from providing financial services for 10 years. Clifton was a NSW-based authorised representative ...

Avenue adds chairman of SPAA to its team

KATE HAGE  |  FRIDAY, 15 SEP 2006
... Association of Australia (SPAA) to its team. Peter Hogan will join the group's North Sydney office as an authorised representative and partner. Hogan was previously head of technical services at Colonial First State Investments and has also held roles ...

WB planner expansion Australia-wide

KATE HAGE  |  TUESDAY, 30 MAY 2006
WB financial has appointed five new advisers to its Brisbane, Canberra and Perth offices following the appointment of another two advisers in New South Wales last month. Robert Hay will join the Brisbane team. Andrew Hunt has set up his own WB financial ...

NAB financial planner guilty of fraud

HAMISH MADDEN  |  TUESDAY, 30 MAY 2006
... Commission (ASIC) alleged that the crimes took place between October 1994 and August 2001 when Drakos was an authorised representative of NAB. An ASIC investigation revealed that Drakos had convinced some of his former NAB clients to invest in BSI Corp ...

PIS set for a million dollar make-over

HAMISH MADDEN  |  FRIDAY, 26 MAY 2006
Professional Investment Services (PIS) has announced it has partnered with Million Dollar Round Table (MDRT) in a move designed to bring best practice to its substantial network. PIS is one of Australia's largest networks of financial advisers, accountants ...

Counting on SMAs with Praemium

Count Financial, the country's third largest network of financial advisers, has signed up with Praemium/MLIM's separately managed account (SMA) platform. While the managed accounts sector is well-established in the US, the local market is yet to embrace ...

Financial Wisdom on target to exceed 400 advisers

... several financial services practices in recent months, which they predict will push their number of authorised representative advisers to over 400 by the end of 2005. The recent acquisitions include Peter Farrar & Associates, Westshore Financial Services ...

ASIC nabs planner and catches two directors

... National Australia Bank (NAB) adviser and two directors of a financial services company. Paul Drakos, an authorised representative of NAB lost a total of $4.7 million in fraudulent claims. He was banned from acting as an adviser by ASIC in January 2004. ...