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Showing 571 - 580 of 600 results for "Authorised Representative"

Macquarie launches new dealer group

Lachlan Wealth Management has opened its doors for business as Macquarie Wealth Management's new dealer group. Financial planning organisation PMG Group, with over $350 million in funds under advice, partnered with Macquarie to be a co-founder of the ...

ASIC bans financial planner in the west

... realistic likelihood he would not adhere to financial services laws in the future. Sanders was formerly an authorised representative of Guardianfp in Western Australia between March 2004 and September 2004. He was also an insurance agent acting on behalf ...

Former RetireInvest franchise joins IRIS dealer group

Former RetireInvest dealer network, now established as IRIS Financial Group, has joined with another former RetireInvest franchise, 'Retirement Tasmania' increasing its funds under advice (FUA) by 20 per cent. The merged group will now include 30 authorised ...

ASIC bans Queensland advisor

... holder and dishonestly engaged in conduct that was intended to mislead the licensees for whom he was an authorised representative. The regulator's investigation also found that in March 2004 the Queensland Court found Ruurda guilty of fraud. Ruurda had ...

Direct super sales site launched by advisers

... While Wiseman Financial Services is part of the Financial Wisdom dealer group and operates under an authorised representative status, Financial Wisdom head Paul Barrett says the initiative is not part of the overall group which has no plans to offer ...

ASIC's 'Super Switching' campaign catches Tasmanian adviser

... decisions about whether to act on the advice provided. According to the regulator Brendan Moore, an authorised representative of Financial Services Partners failed to give a statement of advice to four clients within the time frame required under the ...

Eight year gaol sentence for former financial adviser

... was a director of Macquarie Towns Financial Services and a licensed financial adviser. He was also an authorised representative of Apogee Financial Planning, Financial Wisdom, Matrix Planning Solutions and Garrisons from 1995 to 2002. Higgins defrauded ...

MLC set to grow adviser network

MLC has developed a range of transitional packages as an incentive to align advisers with its dealer group networks. The initiative is the first phase of MLC's new growth strategy. The dealer groups include Garvan Financial Planning, Apogee Financial ...

Former NAB financial planner charged over massive fraud

... The 14 criminal charges brought by ASIC related to the period between 1997 and 2001 when Drakos was an authorised representative of the National Australia Bank (NAB). ASIC's investigation into the activities of Drakos found he had recommended investment ...

A premium choice in boutique shopping

Platform provider PremiumChoice has increased its boutique manager offerings as part of its strategy to combine boutique funds with traditional funds. Additional funds to be included in the navigator investments menu include K2 Asset Management, Hunter ...