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Showing 551 - 560 of 600 results for "Authorised Representative"

AdviserLogic launches planner-friendly software

It was more than three years in the making but a former financial planner has collaborated with a tax specialist and a leading IT expert to create a planning software that promises a better IT platform for small to mid-size planning practices. AdviserLogic ...

Ex-AFS distribution head joins FPSA

RUTH LIEW  |  WEDNESDAY, 18 JUN 2008
Financial Planning Services Australia (FPSA) has appointed ex- Australian Financial Services head of distribution, Mark Ryan, as director and dealer principal. Director of FPSA Deborah Baron said Ryan will be invaluable in driving strategy to take FPSA ...

Premium outlines growth strategy

MICHAEL HOBBS  |  WEDNESDAY, 21 MAY 2008
Premium Wealth Management is creating a mortgage and risk insurance business, boosting its paraplanner support services and accelerating its recruitment strategy. In addition, the dealer group plans to develop a learning and professional development ...

Adviser charged on $48k theft

RUTH LIEW  |  WEDNESDAY, 2 APR 2008
... after being asked to apply the funds to a particular investment. De Boer was the managing director and authorised representative of Centro Financial Synergy Group at the time of the Peter Braun, of Rose Bay, New South Wales, also pleaded guilty yesterday ...

PIS names Singapore head

MICHAEL HOBBS  |  TUESDAY, 12 FEB 2008
Financial advisory giant, Professional Investment Services (PIS), has appointed Ian Frost as chief executive of the firm's Singapore subsidiary. Frost has more 20 years experience in financial services and retail distribution holding roles at AXA Life ...

KNM appoints wealth head

MICHAEL HOBBS  |  WEDNESDAY, 7 NOV 2007
Brisbane based financial services provider, KNM Services has appointed Marty Carne to executive director of its wealth division, signalling the company's expansion into the wealth management sector. Carne has previously held executive positions at Wesfarmers ...

Adviser ban after Westpoint

MICHAEL HOBBS  |  FRIDAY, 2 NOV 2007
... products to mostly Chinese clients. A director and secretary at Investpoint, Chen, was previously an authorised representative of Quantum Securities. Chen has the option of appealing the ASIC decision to the Administrative Appeals Tribunal. ASIC is considering ...

Property developer gets two years jail

CHRIS NICHOLLS  |  TUESDAY, 11 SEP 2007
... company responsible for the management and promotion of the Hawthorn development. Sage also acted as an authorised representative and financial adviser for another company, Merchant Pacific Investment Services (Merchant Pacific Group), and promoted his ...

CBRE Investors announces Aust NZ head

HAMISH MADDEN  |  TUESDAY, 31 JUL 2007
... Greg Keene as the face of the company for Australia and New Zealand. CBRE Investors appointed Keene the authorised representative for the company for Australia and New Zealand as part of their plan to expand their presence in the region. Keene brings ...

Sentry and Epic forge alliance

HAMISH MADDEN  |  WEDNESDAY, 20 JUN 2007
Sentry Group and Epic Adviser Solutions will join forces from the beginning of July to operate under the Sentry Group Australia banner. Under an agreement signed between Sentry Group and Questus Capital Group, the parent of Epic, the two groups will ...