Search Results | Showing 1 - 10 of 74 results for "ACT for" |
| | | AZ NGA will acquire an undisclosed stake in a Western Australian practice that has $1 billion in funds under advice. The Wealth Designers (TWD) is the latest addition to AZ NGA's stable, joining member firms McKinley Plowman, Wealthwise, and On-Track ... |
| | | | The Financial Services and Credit Panel reprimanded a financial adviser who inadequately assessed the consequences of rolling over superannuation and life insurance cover, labelled the panel's least serious disciplinary action yet. Keeping the adviser's ... |
| | | | In launching legal proceedings against eToro, the regulator said it's going after the top dog in the contract for difference (CFD) market to send a message to the industry about the importance of the design and distribution obligations (DDO). During ... |
| | | | ASIC has launched legal proceedings against eToro, alleging breaches of design and distribution obligations regarding its contract for difference (CFD) product. The case focuses on the appropriateness of eToro's target market, and the screening ... |
| | | | Insignia Financial has made several key appointments, naming a chief risk officer, chief member officer and head of superannuation. Insignia has appointed Anvij Saxena as chief risk officer and Anne Coyne as chief member officer. Saxena will take on ... |
| | | | ... dealer groups. He joins from Trilogy Funds where he was responsible for business development in New South Wales and the ACT for close to two years. He has also previously held distribution roles with AIA Australia and BT Financial Group, and also served ... |
| | | | ... Magistrate Nitschke further stated that the falsification of such records 'is a breach of trust of those who you're engaged to act for." In 2019, ASIC permanently banned Nguyen from providing financial services. He was officially charged on June 24 of ... |
| | | | ACCC chair Gina Cass-Gottlieb has said the regulator is focused on promoting effective competition, investigating allegations of anti-competitive conduct, and protecting the interests of consumers in the financial services sector. Speaking at an AFR ... |
| | | | ... this month. Making its presence known in the territory, the group purchased a commercial property located in Kingston, ACT for a total of $2.2 million via a trust, which will house the Kelly Partners Canberra business. The group currently has 18 offices. ... |
| | | | ... isn't over for the bank as it was the Fair Work Ombudsman (FWO) alleges CBA and CommSec contravened the Fair Work Act for failing to pay 7425 workers about $16.44 million in wages. In 2019, CBA flagged to the FWO and ASX that it was completing a ... |
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