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Showing 21 - 30 of 92 results for "ACT for"

ASIC looking to send message with eToro action

CASSANDRA BALDINI  |  WEDNESDAY, 9 AUG 2023
In launching legal proceedings against eToro, the regulator said it's going after the top dog in the contract for difference (CFD) market to send a message to the industry about the importance of the design and distribution obligations (DDO). During ...

eToro sued by ASIC

ANDREW MCKEAN  |  THURSDAY, 3 AUG 2023
ASIC has launched legal proceedings against eToro, alleging breaches of design and distribution obligations regarding its contract for difference (CFD) product. The case focuses on the appropriateness of eToro's target market, and the screening ...

Insignia bolsters executive leadership team

ANDREW MCKEAN  |  THURSDAY, 18 MAY 2023
Insignia Financial has made several key appointments, naming a chief risk officer, chief member officer and head of superannuation. Insignia has appointed Anvij Saxena as chief risk officer and Anne Coyne as chief member officer. Saxena will take on ...

Boutique appoints head of distribution

JAMIE WILLIAMSON  |  TUESDAY, 9 MAY 2023
... dealer groups. He joins from Trilogy Funds where he was responsible for business development in New South Wales and the ACT for close to two years. He has also previously held distribution roles with AIA Australia and BT Financial Group, and also served ...

Adviser who faked signatures sentenced in court

CHLOE WALKER  |  MONDAY, 16 JAN 2023
... Magistrate Nitschke further stated that the falsification of such records 'is a breach of trust of those who you're engaged to act for." In 2019, ASIC permanently banned Nguyen from providing financial services. He was officially charged on June 24 of ...

ACCC on financial services priorities

CASSANDRA BALDINI  |  WEDNESDAY, 1 JUN 2022
ACCC chair Gina Cass-Gottlieb has said the regulator is focused on promoting effective competition, investigating allegations of anti-competitive conduct, and protecting the interests of consumers in the financial services sector. Speaking at an AFR ...

Acquisitions bolster Kelly Partners results

KARREN VERGARA  |  MONDAY, 7 FEB 2022
... this month. Making its presence known in the territory, the group purchased a commercial property located in Kingston, ACT for a total of $2.2 million via a trust, which will house the Kelly Partners Canberra business. The group currently has 18 offices. ...

CBA completes review, sued by FWO

ANNABELLE DICKSON  |  TUESDAY, 12 OCT 2021
... isn't over for the bank as it was the Fair Work Ombudsman (FWO) alleges CBA and CommSec contravened the Fair Work Act for failing to pay 7425 workers about $16.44 million in wages. In 2019, CBA flagged to the FWO and ASX that it was completing a ...

Charter Hall adds ESG head

ANNABELLE DICKSON  |  THURSDAY, 17 JUN 2021
Charter Hall Group has appointed a group head of ESG as it continues to build out its sustainability team and ESG offering. Andrew Cole joins from Lendlease Funds Management where he was general manager, sustainability for five years. Cole was responsible ...

UniSuper to open doors to public

ANNABELLE DICKSON  |  THURSDAY, 6 MAY 2021
... annum over one year, 9.1% over three years, 9.2% over five years and 8.7% over 10 years. The development may be a final act for O'Sullivan who announced he is departing the fund later this year after eight years as chief executive.