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Showing 671 - 680 of 680 results for "Records"

ASIC imposes three-year ban on South Australian adviser

... risk schemes, failed to advise GWM of his involvement with the two high risk schemes, failed to keep proper files and records or if he did, failed to produce them to ASIC when required to do so and also failed to discharge his duties as a representative ...

IFSA acts to tighten fund manager voting policy

... revamped Standard Investment Management Agreement (SIMA) obliging fund managers to provide superannuation trustees with records of their voting policies. "The new SIMA will serve to highlight the important issues regarding shareholder activism in the ...

ABN Amro records first quarter profit of $1.23 billion

ABN Amro has announced a first quarter net profit of Eur690 million (A$1.78 billion) as its diversified income streams compensated for the continued weak performance of its Asset Management business due to tough market conditions. The result is an increase ...

Flight Centre records $68.8 million in profits

Flight Centre today announced an increase of 21 per cent in its pre tax profit of $68.8 million for the nine months to March 31, 2002 and a 31% increase in gross ticket sales and other revenue to $3.14 billion. "Our profit figures for the third quarter ...

March quarter records highest price rises since 1995: ABS

The Australian Bureau of Statistics (ABS) today announced that the Consumer Price Index (CPI) had risen by 1.3 per cent for the March quarter 2003, up from 0.7% in the December quarter 2002. The ABS said that apart from the September quarter 2000, which ...

ASIC upgrades datbase security after Queensland arrest

... PIN's, to be introduced later this year, will be required to be quoted before changes can be made to existing company records and arrangements are being implemented with the Australian Taxation Office (ATO) that will link incorporation of new companies ...

APRA replaces Strategic Capital trustee as $11 million disappears

... revealed a number of possible breaches by the Perth-based trustee. APRA said these include the failure to keep adequate records, the failure to undertake an audit by an approved auditor and the failure to submit annual financial reports to APRA. In addition ...

QIC gets active with two new European equity mandates

... other to Axa Rosenberg, it has announced. "Both Oechsle and Axa Rosenberg are leaders in their fields with strong track records of competitive returns," said QIC's general manager for international equities Mathew Jeremy. The mandates effectively replace ...

Half of hedge funds fail due to operational weakness: report

... funds prior to making an investment." Capco said, "in addition to focusing on investment issues such as managers' track records, attention must be paid to the operational side, which is where half of the fund failures occur." It added, "structural problems ...

AXA records $316 million profit for 2002

John Fernando AXA Pacific Holdings (AXA-APH) today announced a profit of $316 million for the 12 months to December 31 2002. This represents a 14% increase compared to the corresponding period of 2001. "These results clearly demonstrate that we are ...

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ASIC cancels AFSL of Australian Fiduciaries

RIDDHIMA TALWANI

ASIC has cancelled the Australian financial services licence (AFSL) of Queensland-based Australian Fiduciaries, which is currently in liquidation.

Treasury expects regulators to do the heavy lifting

MATTHEW WAI

Treasury has released new Statements of Expectations for APRA and ASIC, with an emphasis on how the regulators should promote a more sustainable and secured financial ecosystem.

NGS Super names head of strategy

MATTHEW WAI

NGS Super has appointed a former ASFA committe member as head of strategy, as the fund aims to strengthen its retirement offering.

SS&C axes jobs, shifts roles offshore

RIDDHIMA TALWANI

US software services giant SS&C Technologies has slashed 170 Australian roles in the operations, technology and delivery teams.

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Since becoming chief executive, Blake Briggs has renewed the Financial Services Council's influence, expanded the membership base, and strengthened its policy and advocacy credentials. Karren Vergara writes.

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