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Market wrap

AAP | TUESDAY, 9 AUG 2005

... top gear with multiple companies reporting today, allowing for some stock specific gains. Yesterday the market broke new records spurred on by expectations of an encouraging reporting season and positive news on the economy. The benchmark S&P/ASX200 ...

Hillross gives Perpetual International the thumbs-up

... benchmark unaware approach and the focus on quality is appealing and we are impressed with the team's experience and track records," Hillross senior research analyst Paul Lynch says. The dealer group also likes the fact that the investment team's performance ...

Balanced approach from regulators re Choice

... employee waives their right to choose in the first instance." He adds, "By completing these steps and ensuring that basic records are kept, an employer's obligations are effectively met." While a general balanced approach has been declared the regulators ...

Researchers size-up Portfolio Partners

... less liquid speculative companies and more substantial stakes in larger sized smaller companies with established track records. The team is managed by Paul Dewar and Stephen Croft with Croft to switch to working from the South Coast in early next year ...

ASIC bans Queensland advisor

... protect the public," says ASIC's director of enforcement Mark Steward. ASIC found Michel Hendricus Ruurda falsified client records while employed as a proper authority holder and dishonestly engaged in conduct that was intended to mislead the licensees ...

APRA investigation leads to criminal charges

... contraventions of the sole purpose test, an alleged scheme to avoid the in-house asset rules and allegedly making and keeping records with the intention of deceiving APRA. "The appearances follow several months of investigation. Any attempts to mislead ...

Sunsuper and MLC roll out clearinghouse facilities

... house solution," Maddock says. Sunsuper has launched 'Sunsuper Stream' which will enable employers to provide contribution records and payments for their employees to Sunsuper by logging on to the fund's Employer Online facility. The system was developed ...

ATO relaxes SMSF reporting requirements

... obligations of SMSFs, and as such all financial transactions for the fund must be noted properly in the fund's accounting records. The auditors of SMSFs have also been provided with relief concerning their requirements to report fund contraventions to ...

Former financial adviser guilty of 18 criminal charges

... obtaining prior written consent from ASIC, engage an independent accountant to review his personal and business financial records, and surrender his passport to the regulator. Higgins agreed to all of these orders. In June 2003 ASIC also banned Higgins ...

Disqualified trustee pleads guilty to APRA superannuation charges

... Disqualified trustee David Foulds, of the $3 million Wall and Ceiling Superannuation fund, has pleaded guilty to falsifying records of the fund with intent to deceive APRA. The disqualification of Foulds from acting as a trustee of any regulated funds ...

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ASIC cancels AFSL of Australian Fiduciaries

RIDDHIMA TALWANI

ASIC has cancelled the Australian financial services licence (AFSL) of Queensland-based Australian Fiduciaries, which is currently in liquidation.

Treasury expects regulators to do the heavy lifting

MATTHEW WAI

Treasury has released new Statements of Expectations for APRA and ASIC, with an emphasis on how the regulators should promote a more sustainable and secured financial ecosystem.

NGS Super names head of strategy

MATTHEW WAI

NGS Super has appointed a former ASFA committe member as head of strategy, as the fund aims to strengthen its retirement offering.

SS&C axes jobs, shifts roles offshore

RIDDHIMA TALWANI

US software services giant SS&C Technologies has slashed 170 Australian roles in the operations, technology and delivery teams.

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