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Showing 5501 - 5510 of 6696 results for "Securities"

Fixed income not for everyone, yet: FIIG

HAMISH MADDEN  |  THURSDAY, 13 JUL 2006
... interest strategies there are products and services for the big end of town and daylight second. This is a problem FIIG Securities is hoping to fix. Jim Stening, managing director of fixed income specialist FIIG Securities, said fixed income solutions ...

Navigator adds lucky seven

... Opportunity, Basis Yield, INVESCO Wholesale Australian Share, IOOF/Perennial Global Property, Macquarie Global Private Equity Securities, Schroder Fixed Income and Walter Scott Global Equity funds. Stuart Fechner, the group's research manager, said that ...

Another Elm associate banned by ASIC

HAMISH MADDEN  |  TUESDAY, 11 JUL 2006
The Australian Securities and Investments Commission (ASIC) has banned a financial adviser associated with the failed Elm Financial Services group for three years for his part in convincing a couple to invest $1 million in a failed product. Sydney adviser ...

Westpac warned for misleading advertising

HAMISH MADDEN  |  FRIDAY, 7 JUL 2006
... Westpac Banking Corporation has been rapped over the knuckles and will review its advertising after the Australian Securities and Investments Commission (ASIC) deemed an advertising campaign misleading. The problem centres around an advertising campaign ...

MISs distort agribusiness sector: McGauran

HAMISH MADDEN  |  TUESDAY, 4 JUL 2006
... deduction and they have much less concern with profitability at the end of the project," he told the ABC. The Australian Securities and Investments Commission (ASIC) advises caution when investing in agriculturally focused managed investment schemes ...

Real Estate Capital Partners takes to the market

HAMISH MADDEN  |  TUESDAY, 4 JUL 2006
... (REIF), as well as its full management line up. REIF, formerly the Trafalgar Enhanced Income Fund (TEIF), is a property securities fund aimed at achieving consistent capital growth as well as being a source of tax-effective income. Andrew Saunders, founder ...

CSRF reappoints BNP for custody services

KATE HAGE  |  MONDAY, 3 JUL 2006
The Catholic Superannuation and Retirement Fund (CSRF) has reappointed BNP Paribas Securities Services (BNP) as its custodian following a trustee review of security services providers, a requirement of the fund being granted a public offer license by ...

ASIC bans two for their part in failed businesses

HAMISH MADDEN  |  FRIDAY, 30 JUN 2006
Two New South Wales directors have been disqualified from acting as company directors by the Australian Securities and Investments Commission (ASIC) after their involvement in failed companies. ASIC has banned Craig West, a certified practicing accountant ...

Grange number one for credit linked notes: AsiaRisk magazine

ALEX DUNNIN  |  WEDNESDAY, 28 JUN 2006
Grange Securities has topped an Asia-wide poll as the best Australian financial institution in credit linked notes, which includes CDOs. In the wider category of derivatives and structured credit products, the survey also ranked Grange in the top five ...

ASIC serves up life to insurance rep

HAMISH MADDEN  |  THURSDAY, 22 JUN 2006
... client's insurance premiums on himself. Terence Howell, from Victoria, has received a permanent ban after an Australian Securities and Investments Commission (ASIC) investigation found that he had deceived CGU by failing to keep client insurance premiums ...