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Showing 5511 - 5520 of 6696 results for "Securities"

Separate board for Adelaide Managed Funds

WWW.THESHEET.COM  |  WEDNESDAY, 21 JUN 2006
... chair AMF. Adelaide Bank said AMF would soon market an ASX-listed trust that will invest in high yielding asset-backed securities. The bank said this trust aims to sell $300 million in two installments, but did not offer further details. No doubt the ...

Former Westpac rep rips off $500k

... million dollars. Former Westpac representative, David Jarrett of New South Wales, was banned following an Australian Securities and Investments Commission (ASIC) investigation into his alleged misappropriation of funds. The illegal activity was alleged ...

Two directors cop ASIC bans

HAMISH MADDEN  |  MONDAY, 19 JUN 2006
... have been banned from providing any financial services for three years following an investigation by the Australian Securities and Investments Commission (ASIC). Brian Forshaw and Guiscardo Bottari, both operating out of Melbourne, have been banned following ...

ASIC charges two over $14.5m fraud

HAMISH MADDEN  |  FRIDAY, 16 JUN 2006
... one a former ANZ Bank employee, have appeared in court on multi-million dollar fraud charges following an Australian Securities and Investments Commission (ASIC) investigation. Stephen Jenvey and Cedric Anthony, both from Victoria, appeared in the Melbourne ...

Mortgage broker arrested

HAMISH MADDEN  |  THURSDAY, 15 JUN 2006
A former mortgage broker has been arrested and charged following an investigation by the Australian Securities and Investments Commission (ASIC). Michael Cay was arrested in Beechworth, Victoria, following an ASIC investigation into his conduct as the ...

Directors banned over unregistered schemes

... of Atlantic 3 Financial have been banned from managing a corporation following applications made by the Australian Securities and Investments Commission (ASIC). Dr Fredric Acker was banned for 10 years by the Supreme Court of Queensland while Gerilyn ...

Restructured Fidelity Japan fund rated by S&P

KATE HAGE  |  THURSDAY, 8 JUN 2006
... Fidelity fund of between 5 and 10 per cent. The fund's benchmark is the TOPIX index and it mainly invests in listed securities on Japan's major stock exchanges with a bottom up stock picking process. S&P has added 'NEW' to the fund's rating, flagging ...

UBS sets sights on global infrastructure

... the global infrastructure market. UBS Global Asset Management has this week launched the UBS Global Infrastructure Securities Fund. The fund's key point of difference from other funds is that it will be made up of 20 to 50 primary equity infrastructure ...

Govt will not ban commissions: Pearce

KATE HAGE  |  WEDNESDAY, 7 JUN 2006
... issue you do need to sort out, quickly." The debate has picked up steam recently, with the release of the Australian Securities and Investments Commission's (ASIC) shadow shopping report, which highlighted a problem of conflicts of interest, when advisers ...

ASIC charges four over margin lending scam

HAMISH MADDEN  |  WEDNESDAY, 7 JUN 2006
Four people have been charged by the Australian Securities and Investments Commission (ASIC) regarding unlawful and misleading conduct which resulted in Sydney investors taking out and subsequently defaulting on Macquarie Bank Margin Lending loans. ...