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Showing 5541 - 5550 of 6696 results for "Securities"

AMP Capital Investors open to the public

HAMISH MADDEN  |  FRIDAY, 12 MAY 2006
... currently being launched are the Core Property Fund, the AMP Capital Enhanced Yield Fund, the AMP Capital Global Property Securities Fund and the AMP Capital Australian Small Companies Fund. "Over the next year we expect to double the number of these ...

BNP Paribas appoints head of marketing and comms

KATE HAGE  |  FRIDAY, 12 MAY 2006
BNP Paribas Securities Services (BNP) has appointed a new head of marketing and communications as it ushers in a changeover at the top. Emily Eriksson, formerly external marketing manager of European operations, based in the UK, has taken on the role ...

Director pleads guilty to ASIC allegations

HAMISH MADDEN  |  FRIDAY, 12 MAY 2006
... while undertaking his duties as director of the now deregistered Endeavour Funds Management business. The Australian Securities and Investments Commission (ASIC) alleges that Tracy made false and misleading statements to Macquarie International Capital ...

Russell reinforces research with new appointment

HAMISH MADDEN  |  WEDNESDAY, 10 MAY 2006
... with JP Morgan as a highly regarded economist. He worked for five years with Japan's largest investment bank, Nomura Securities after a six year stint with the Reserve Bank of Australia. Russell also announced its Australian-sourced assets under management ...

Mariner joins SEQUAL to promote reverse mortgages

HAMISH MADDEN  |  TUESDAY, 9 MAY 2006
... funding unfulfilled needs in retirement." Interest in equity release products has continued to grow, but the Australian Securities and Investments Commission (ASIC) has previously flagged its concerns around issues of misrepresentation, lack of consumer ...

Super adviser loses license after ASIC super switching survey

A Sydney-based superannuation advice specialist has lost its license after the Australian Securities and Investments Commission's (ASIC) 'super switching' survey found it breached several compliance obligations. ASIC has revoked the license of SMS Advising ...

Head of BNP Paribas Security Services shifts to UK role

Head of BNP Paribas Securities Services Australia and New Zealand (BNP), Gail Burke, stepped down yesterday to take up a newly created role in London as chief operating officer for the group's UK operations. Burke only took the up the position as head ...

Life insurers and 25 AFSL holders under ASIC microscope

The Australian Securities and Investments Commission (ASIC) has launched formal investigations into 25 AFSL holders and will be watching life insurers closely, as a result of its latest license breaches report announced this week. The regulator has ...

Finsia takes off with a new president

HAMISH MADDEN  |  WEDNESDAY, 3 MAY 2006
Finsia, the newly merged entity combining the Securities Institute of Australia (SIA) and the Australasian Institute of Banking and Finance (AIBF), completed its evolution at its Annual General Meeting (AGM), held today. The AGM was the last step in ...

ASIC releases 'too good to be true' calculator

The Australian Securities and Investments Commission (ASIC) has released yet another online calculator to help investors double-check whether the returns that service providers promise them are the real deal or too good to be true. "Understanding the ...