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Showing 5451 - 5460 of 6696 results for "Securities"

Advice scam nets accountant 8 years inside

HAMISH MADDEN  |  TUESDAY, 19 SEP 2006
... unsecured loans by 10 investors between 1999 and 2003. Walters was arrested in Hobart in April 2003 after an Australian Securities and Investments Commission (ASIC) investigation. He was permanently banned from giving financial advice in September 2004. ...

Members Equity seeks alternative source of capital

WWW.THESHEET.COM  |  MONDAY, 18 SEP 2006
... billion under management and MEB about $17 billion under management. The Members Equity Bank issue of lower tier two securities won't be exotic, with a 10-year term and the option to call the securities after five years, and with a floating rate of interest. ...

OptiMix adds emerging markets to diversified portfolio

HAMISH MADDEN  |  MONDAY, 18 SEP 2006
... OptiMix in India gives the portfolio exposure to Karma Capital, Reliance Capital AMC, Unit Trust of India and Religare Securities. Calligeris said the managers were all chosen for their synergies within the portfolio. "Both Deutsche Asset Management ...

Market Wrap - midday

AAP  |  FRIDAY, 15 SEP 2006
... Futures Exchange, the September share price index contract fell 29 points to 5,035 on a volume of 17,213 contracts. Aequs Securities institutional dealer Ric Klusman said the resources sector was driving the market down, although rumours about various ...

ASIC bans ex-Genesys adviser

The Australian Securities and Investments Commission (ASIC) has banned financial adviser, Mark Leigh Clifton, a former authorised representative of Genesys Wealth Advisers, from providing financial services for 10 years. Clifton was a NSW-based authorised ...

Finsia expands education to Korea

HAMISH MADDEN  |  FRIDAY, 15 SEP 2006
The Financial Services Institute of Australasia (Finsia) has entered into a strategic partnership with the Korea Securities Dealers Association (KSDA) that will see Finsia provide education and training to financial professionals across Korea. The Memorandum ...

First Capital approves acquisitions

KATE HAGE  |  THURSDAY, 14 SEP 2006
... pave the way for an expansion of First Capital's funds management presence in Australia and saw First Capital issue securities in consideration for 19.9 per cent of Empowernet and 100 per cent of Explorer Group. First Capital director, Les Freeman, said ...

Real estate a global game: LaSalle

HAMISH MADDEN  |  WEDNESDAY, 13 SEP 2006
... the best way to look at your listed real estate allocation, according to LaSalle Investment Management Real Estate Securities. According to managing director, Stanley Kraska, Jr, there are two simple reasons that global listed real estate should be incorporated ...

AMP Cap Investors adds new head and investments

HAMISH MADDEN  |  MONDAY, 11 SEP 2006
... responsibility for infrastructure origination and transaction teams, portfolio and asset management teams and finance and securities teams. Global head of infrastructure, Philip Garling, said with more than 25 years of experience Dr Roder's appointment ...

Another HIH exec faces the music

HAMISH MADDEN  |  THURSDAY, 7 SEP 2006
... Frederick Lo was ordered to appear in Sydney's Downing Centre Local Court to face four charges brought after an Australian Securities and Investments Commission (ASIC) investigation into the circumstances of the collapse, which has so far seen company ...