Search Results | Showing 351 - 360 of 680 results for "Records" |
| | | ... reliability of the Australian Bureau of Statistics'(ABS) seasonally adjusted estimates had been suspect since September 2014 (my records show) when it reported a 121,000 jump in employment in August against expectations for a 15,000 gain. That data point ... |
| | | | AMP Capital has delivered a full-year after tax profit of $138 million, an increase of 20% on 2014. Despite soft equity markets in the second half of 2015, AMP Capital's operating earnings benefited from strong fee income growth of 14%, assisted by ... |
| | | | ... assets under management. "Last year was a watershed year for the industry, resulting in the breaking of multiple industry records - domestically and globally," said BetaShares managing director Alex Vynokur. He added, "After several years of appetite ... |
| | | | ... platform. Gerrard partnered with PractiFi to improve client engagement and relationship management over using paper-based records and manual processes. Specifically, the website now uses PractiFi's client booking and instant confirmation software, analytics ... |
| | | | ... said that during that time, he provided inappropriate advice, legally misleading documents, failed to maintain adequate records and did not properly notify clients of commissions he received. "Mr Kolody's conduct demonstrates a clear failure to protect ... |
| | | | ... for the new fund. "The UBS small caps team has been offering small cap funds to the Australian market with strong track records for over a decade. The addition of the UBS Australian Small Companies SIV Fund aims to help eligible investors with access ... |
| | | | The Australian Securities Exchange (ASX) recorded more than $176 million in revenue from listings and issuer services over the last financial year as it continued to expand its " investment supermarket ". Announcing a full-year after tax profit of $398 ... |
| | | | ... representatives from engaging in discretionary trading in 2004. Hickman breached financial services laws by creating order records that falsely indicated he had received execution instructions from clients prior to trading when he had not. He also forged ... |
| | | | ... Funds Limited was found to have made misleading statements in product disclosure statements; did not keep proper financial records for the Paladin Monetizer Fund; and did not lodge several financial reports with ASIC. Hodgson initially did not register ... |
| | | | ... Sunshine Beach, Queensland, after he engaged in unauthorised discretionary trading on his clients' accounts and created false records. ASIC's investigation found between February 2010 and November 2012, O'Malley was engaged in discretionary trading on ... |
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