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Showing 321 - 330 of 680 results for "Records"

Fidante executes growth strategy

DARREN SNYDER  |  FRIDAY, 10 FEB 2017
... and strategic support capabilities, represent an attractive proposition to exceptional fund managers with strong track records." Fidante Partners general manager Nick Hamilton said: "Avenir's investment approach has been developed from its private equity ...

Bus operator fails to pay super

EMMA RAPAPORT  |  MONDAY, 30 JAN 2017
... Malaysian street food eatery Mamak was penalised nearly $300,000 for deliberately short-changing employees and using false records to disguise the underpayments. "These breaches affected a group of employees least able to protect their own rights, and ...

CFM trust rated by Zenith

JAMIE WILLIAMSON  |  MONDAY, 30 JAN 2017
... like CFM into the retail marketplace has enabled financial advisers to access true-to-label investments with proven track records of delivery against defined risk and return objectives," Robertson said. "Zenith noted that it believes the fund offers ...

Adviser appeals ASIC ban

EMMA RAPAPORT, JAMIE WILLIAMSON  |  WEDNESDAY, 25 JAN 2017
... client who was otherwise unlikely to obtain it; and committed a serious breach of privacy involving a number of client records. While Tindall is an authorised representative of Synchron, at the time of the incident questioned by the FPA he was licensed ...

Link completes AustralianSuper transition

JAMIE WILLIAMSON  |  MONDAY, 19 DEC 2016
... and under budget, the transition is Link's ninth in the past 14 months and brings the total of individual super member records transitioned to more than five million - an unprecedented achievement in Australia. After acquiring Superpartners in December ...

Zenith rates CFM diversified alternative beta fund

ALEX BURKE  |  THURSDAY, 15 DEC 2016
... like CFM into the retail marketplace has enabled financial advisers to access true-to-label investments with proven track records of delivery against defined risk and return objectives. "Zenith noted that it believes the fund offers investors an 'attractive ...

Responsible investment plagues super funds

DARREN SNYDER  |  THURSDAY, 24 NOV 2016
... activities. Furthermore, 10% of funds have already implemented full portfolio holdings disclosure, with 60% disclosing voting records and 20% reporting on their corporate engagement activities. The RIAA has also launched responsible returns web tool ...

JPMorgan Chase to pay bribery fines

KERRIE SYDEE  |  FRIDAY, 18 NOV 2016
... strong as ever," the statement said. The SEC's order finds that JPMorgan Chase & Co violated the anti-bribery, books and records, and internal controls provisions of the Securities Exchange Act of 1934. The firm agreed to pay US$105,507,668 in disgorgement ...

ASIC bans Brisbane life adviser

KERRIE SYDEE  |  FRIDAY, 4 NOV 2016
... Provide appropriate detail in Statements of Advice to allow clients to make informed decisions about his advice Keep proper records and in some cases created false or misleading client file notes Make reasonable enquiries into clients' relevant objectives ...

ASIC permanently bans dishonest adviser

KERRIE SYDEE  |  MONDAY, 31 OCT 2016
... affairs, not providing information as reasonable required and directed by the liquidator and did not produce the books and records of the company. Comply with notices served by ASIC to produce documents and attend an examination. Howard's dishonest unauthorised ...