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Showing 2811 - 2820 of 6696 results for "Securities"

Law firm questions CBA compensation for Nguyen victims

LAURA MILLAN  |  WEDNESDAY, 30 OCT 2013
... planning unit given by adviser Don Nguyen. In a submission to the Senate inquiry on the performance of the Australian Securities and Investments Commission (ASIC), the firm expressed its concerns about the compensation arrangements that were put in place ...

CBA could face legal action over Operation Lantern

LAURA MILLAN  |  WEDNESDAY, 30 OCT 2013
... Financial litigator, the solicitor filed a case against the financial settlement that CBA reached with the Australian Securities and Investments Commission (ASIC), which is part of a broad class action against the bank that started in 2010.

ASIC concedes Trio ringleader investigation

MARK SMITH  |  WEDNESDAY, 30 OCT 2013
The Australian Securities and Investments Commission (ASIC) has been forced to concede defeat in its pursuit of the alleged ringleader of the Trio/Asterra collapse. ASIC had previously acknowledged that bringing a strong enough case against Jack Flader ...

Market Vectors ETFs get Lonsec seal of approval

JAMES FERNYHOUGH  |  TUESDAY, 29 OCT 2013
... Vectors, which is the ETF business of US investment manager Van Eck Global, launched the four new ETFs on the Australian Securities Exchange (ASX) last week, including Australia's first bank and small cap resources ETFs. Lonsec said Market Vectors "has ...

Wealth division contributes to strong ANZ result

MARK SMITH  |  TUESDAY, 29 OCT 2013
... months to September 2013, helping the bank to pay a bigger than expected dividend. In an announcement on the Australian Securities Exchange (ASX) the bank reported overall cash earnings of $6.49 billion, up 11% on the previous year. ANZ will pay a fully-franked ...

Former Bell Potter adviser jailed

LAURA MILLAN  |  MONDAY, 28 OCT 2013
A former Bell Potter Securities adviser who pleaded guilty to dishonest conduct has been jailed for one year by the New South Wales Court of Criminal Appeal. Lawson Stuart Donald was found to have used his position as an employee of Bell Potter in a ...

Problem is weak credit law, not us: ASIC

LAURA MILLAN  |  FRIDAY, 25 OCT 2013
The Australian Securities and Investment Commission (ASIC) claimed that it had limited jurisdiction over the credit industry in its final submission to the Senate inquiry. In its final submission, ASIC focused on the reforms to the credit industry and ...

Lonsec nabs Investec equities team

LAURA MILLAN  |  THURSDAY, 24 OCT 2013
... Market raisings for mining companies through networks of domestic and international clients. Clarkson was Investec Securities managing director, where he was responsible for specialist resource broking. And he has 35 years' experience within the securities ...

Future Fund boosts exposure to global equities, infra

LAURA MILLAN  |  WEDNESDAY, 23 OCT 2013
... and global equities in both developed and emerging markets and, at the same time, it has reduced its exposure to debt securities and alternatives. "Across economies, policy efforts to lift economic activity have been maintained and markets broadly have ...

Aust portfolio disclosure reforms toughest in world

JAMES FERNYHOUGH  |  WEDNESDAY, 23 OCT 2013