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Showing 2781 - 2790 of 6696 results for "Securities"

ASIC to scrutinise The New Daily

JAMES FERNYHOUGH  |  THURSDAY, 21 NOV 2013
... model of The New Daily has shown no sign of abating, after Nationals Senator John Williams requested the Australian Securities and Investments Commission (ASIC) scrutinise The New Daily on the grounds that it is a bad investment. But The New Daily, which ...

AllianceBernstein targets retirees with high yield fund

LAURA MILLAN  |  WEDNESDAY, 20 NOV 2013
... term-deposit rates have fallen in the recent years, with investors now looking into franked equities and hybrid debt-equity securities to secure better income returns. "Neither of these, however, is ideal for retirement income investing in our view," ...

Market Wrap AM

AAP  |  WEDNESDAY, 20 NOV 2013
... fresh records, as the Justice Department announced a record $US13 billion ($A13.91 billion) settlement over mortgage securities with JPMorgan Chase. The Dow Jones Industrial Average slipped 8.99 points (0.06 per cent) to 15,967.03. The broad-based S&P ...

Banned adviser spent client savings on sports car business

MARK SMITH  |  TUESDAY, 19 NOV 2013
The Australian Securities and Investment Commission (ASIC) has accepted an enforceable undertaking (EU) from Sydney financial adviser Gabriel Nakhl which permanently prevents him from providing financial services after he used clients' cash on his sports ...

CBA follows ASIC's lead in Senate submission

LAURA MILLAN  |  MONDAY, 18 NOV 2013
Commonwealth Bank (CBA) has followed the lead of the Australian Securities and Investments Commission (ASIC) and is asking for a detailed public register of financial advisers in a submission to the Senate inquiry on the regulator's performance. The ...

Demand for listed PM Capital fund exceeds $50 million

MARK SMITH  |  MONDAY, 18 NOV 2013

EQT makes last attempt to buy The Trust Company

LAURA MILLAN  |  WEDNESDAY, 13 NOV 2013
... those TRU shareholders who have accepted EQT's offer," the company said in an announcement published in the Australian Securities Exchange (ASX). The TRU board answered to EQT saying that it will "consider the merits of this revised takeover offer and ...

SMSF trustees suffer "unacceptably poor advice"

LAURA MILLAN  |  WEDNESDAY, 13 NOV 2013
... of Superannuation Trustees (AIST) and Industry Super Australia (ISA) recently lodged a submission to the Australian Securities and Investments Commission (ASIC) consultation paper on "Advice on self-managed superannuation funds: Specific disclosure requirements ...

AIOFP members to undertake compliance review

LAURA MILLAN  |  TUESDAY, 12 NOV 2013
... that the results would be useful not only for the licensee, but for any other interested parties such the Australian Securities and Investments Commission (ASIC) or prospective buyers. He added that he was confident that AIOFP's members will appreciate ...

ASIC's whistleblowing demands too extreme: ACSA

JAMES FERNYHOUGH  |  TUESDAY, 12 NOV 2013