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Showing 2801 - 2810 of 6696 results for "Securities"

PM Capital launches global fund on ASX

MARK SMITH  |  WEDNESDAY, 6 NOV 2013
... addresses the limited choice currently offered to investors who want access to the global share market via the Australian Securities Exchange (ASX). "Based on our observations of investment markets, we believe that now is an excellent time to offer this ...

Market Wrap

AAP  |  TUESDAY, 5 NOV 2013
... the overall market, despite a drop in base metal prices, after US and European equity markets posted gains, Patersons Securities economist Tony Farnham says. "The major resource guys were well supported in overnight markets," he said. "In the London ...

Praemium UK director resigns

LAURA MILLAN  |  TUESDAY, 5 NOV 2013
... left the company after six years to "pursue new challenges," according to a Praemium announcement to the Australian Securities Exchange (ASX). "John has been the key driver of our UK business and has built it from the ground up," Praemium chief executive ...

Adviser engagement becomes TPB main priority

LAURA MILLAN  |  TUESDAY, 5 NOV 2013
... registration, PI insurance and CPE, among other issues. The organisation is also working closely with the Australian Securities and Investments Commission (ASIC) that will allow both being open and consultative and providing positive assistance to tax ...

Market Wrap AM

AAP  |  MONDAY, 4 NOV 2013
... house price indexes for the September quarter. The ANZ job advertisements series for October is due out, as is the TD Securities-Melbourne Institute inflation gauge for October and the Dun and Bradstreet business expectations survey. In equities news ...

Macquarie posts solid half-year result

MARK SMITH  |  FRIDAY, 1 NOV 2013
... facing businesses' combined results were up significantly on 1H13 and down 25% on 2H13 as well, he added. "Macquarie Securities and Macquarie Capital experienced improved activity levels in ECM [equity capital markets division], although M&A continued ...

ASIC asks for public adviser register to track "bad apples"

LAURA MILLAN  |  FRIDAY, 1 NOV 2013
The Australian Securities and Investments Commission (ASIC) has asked for a public register of financial advisers detailing licensee records so the regulator and investors can easily identify "bad apples." In a submission to the Senate inquiry about ...

Republicans vote that advisers have no best interest duty

ALEX DUNNIN  |  FRIDAY, 1 NOV 2013
... those who become fiduciaries, which will capture more of the current services of 401(k) and IRA providers," noted the Securities, Investments and Financial Markets Association (SIFMA). But similar to reactions to arguments in Australia and the UK within ...

ASIC submits broad performance review to Senate inquiry

LAURA MILLAN  |  THURSDAY, 31 OCT 2013
The Australian Securities and Investments Commission (ASIC) has provided the Senate inquiry on the regulator's performance with an extensive document that broadly reviews its work. This is the third and largest ASIC submission to the Senate inquiry. ...

ASIC funding in spotlight after annual report release

LAURA MILLAN  |  THURSDAY, 31 OCT 2013