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Showing 2841 - 2850 of 6696 results for "Securities"

Industry funds ask for specialised SMSF adviser training

LAURA MILLAN  |  THURSDAY, 3 OCT 2013
... Superannuation Trustees (AIST) and the Industry Super Association (ISA) have lodged a joint submission to the Australian Securities and Investments Commission (ASIC) Consultation Paper 212 on adviser training. "AIST and ISN believe that the knowledge ...

Sonray director to face 10 years imprisonment over unfunded deposits

ALICE URIBE  |  THURSDAY, 3 OCT 2013
... false accounting, theft and deception. Johnson pleaded guilty to the seven criminal charges brought by the Australian Securities Investment Council (ASIC) in the Supreme Court of Victoria. He faces a maximum of ten years' imprisonment for each of the ...

Market Wrap PM

AAP  |  WEDNESDAY, 2 OCT 2013
... contract was three points lower at 5,206 points, with 10,370 contracts traded. * National turnover was 757.4 million securities worth $1.26 billion.

Wealth Within targets SMSFs with new platform

ALICE URIBE  |  WEDNESDAY, 2 OCT 2013
... had taken on Wealth Within's platform dubbed Global One, but the groups were waiting on sign-off from the Australian Securities and Investments Commission (ASIC) on other unrelated matters. Zerbes said that there were plans to roll the platform out to ...

Catholic Super sets up direct investment platform

LAURA MILLAN  |  WEDNESDAY, 2 OCT 2013
... partnered with Lonsec to provide its members with a direct investment platform to invest in term deposits and ASX-listed securities. Catholic Super's new investment service aims at providing members with greater control and flexibility over their investments. ...

Senate to question ASIC over alleged RBA corruption

LAURA MILLAN  |  TUESDAY, 1 OCT 2013
The Senate inquiry into the performance of the Australian Securities and Investments Commission (ASIC) will "no doubt" question the regulator over its failure to act on the alleged corruption within subsidiary companies of the Reserve Bank of Australia ...

New adviser service speeds up dealer group creation

LAURA MILLAN  |  MONDAY, 30 SEP 2013
... services and functions for boutique financial planning dealer groups including AFSL application through the Australian Securities and Investments Commission (AFSL). "They are able to outsource the dealer group services to an industry professional, allowing ...

Court freezes LM Investment Management founder's assets

MARK SMITH  |  MONDAY, 30 SEP 2013
... been forced to surrender his passport by the Supreme Court of Queensland following an application by the Australian Securities and Investments Commission (ASIC). LM Investment Management went into administration in March 2013, with the company responsible ...

Market Wrap AM

AAP  |  MONDAY, 30 SEP 2013
... economic news on Monday, the Reserve Bank of Australia is due to release financial aggregates for July while the TD Securities-Melbourne Institute inflation gauge for September is due out. In equities news, NAB is expected to release online retail sales ...

The Trust Company buyout receives approval from all regulators

LAURA MILLAN  |  FRIDAY, 27 SEP 2013
... the success of the buyout. The Trust Company has already submitted a draft of its scheme booklet to the Australian Securities and Investments Commission (ASIC) for its review.