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Showing 2761 - 2770 of 6696 results for "Securities"

Planners lax on capital protected product advice: ASIC

JAMES FERNYHOUGH  |  WEDNESDAY, 4 DEC 2013
... sufficient enquiries into their clients' financial circumstances when advising on capital protected products, the Australian Securities and Investments Commission (ASIC) has found. In Report 377, 'Review of advice on retail structured products', ASIC ...

Market Wrap

AAP  |  TUESDAY, 3 DEC 2013
... market is trading slightly lower ahead of the Reserve Bank of Australia's (RBA) monthly interest rate decision. Invast Securities chief market analyst Peter Esho said a lower gold price was weighing upon the resources sector and the major banks were ...

Orion Asset Management scraps insto business

MARK SMITH  |  TUESDAY, 3 DEC 2013

Trust Company non-exec director resigns

LAURA MILLAN  |  TUESDAY, 3 DEC 2013
... Davis' resignation became effective on November 30, 2013, the company has confirmed in a statement to the Australian Securities Exchange (ASX). "Roger had intended to resign some months ago due to his other commitments, but offered to stay until the ...

Bankrupt adviser gets nine month ban

STAFF WRITER  |  TUESDAY, 3 DEC 2013
The Australian Securities and Investments Commission (ASIC) has banned a Queensland-based financial adviser from providing financial services after becoming an undischarged bankrupt. Alistair Frank McCreath, of the Sunshine Coast, has been banned for ...

ASIC chair defends against media 'smear'

JAMES FERNYHOUGH  |  TUESDAY, 3 DEC 2013
The Australian Securities and Investments Commission (ASIC) chairman Greg Medcraft has released a YoutTube video defending ASIC's "good work" and criticising what he termed an attempt by the media to "smear our staff and culture." He said these media ...

Vision Super appoints new chief executive

MARK SMITH  |  MONDAY, 2 DEC 2013
... Superannuation Scheme and 7 years as chief executive of First Super. He has also held a senior role with the Australian Securities and Investments Commission (ASIC). "The appointment of Stephen Rowe reflects the commitment Vision Super has to continuing ...

Henderson global fund opens for business

MARK SMITH  |  MONDAY, 2 DEC 2013
Henderson Global Investors' launched its first Australian domiciled today following approval from the Australian Securities and Investments Commission (ASIC), the UK-listed fund manager has confirmed. The Henderson Global Equity Fund will be managed ...

Van Eyk appoints acquisitions specialist

MARK SMITH  |  FRIDAY, 29 NOV 2013
... development, mergers and acquisitions of financial planning practices and planner recruitment and has held roles with IPAC Securities, ANZ's OnePath and Zurich. He will focus on building van Eyk's advice capabilities in both Australia and across the ...

Adviser forced to pay back $684,000

LAURA MILLAN  |  THURSDAY, 28 NOV 2013
... Whitting, 72, was convicted of all ten offences and ordered to pay back the money and was also fined $5000. The Australian Securities and Investments Commission (ASIC) has also revealed that a former Perth-based financial adviser has been ordered to ...