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|Search Results||Showing 1 - 10 of 100+ results for "trading"|
|... senior research, consulting and management personnel within our existing and prospective distributor network. The current trading environment gives rise to pursuing new distribution avenues, and Rebecca's skills and experience will help the business ...|
|... at 61 cents per share, representing a 142% premium on Evans Dixon's net tangible assets, and a 54% premium to its trading price shortly after ASIC announced its was taking legal action against Dixon Advisory and Superannuation Services (Evans Dixon's ...|
|... accused executives at super funds of switching options during recent market volatility, in behaviour he likened to insider trading. During questioning of ASIC and APRA at the Standing Committee on Economics, Wilson suggested that some people working ...|
|... has over 15 years' experience and was most recently a senior relationship manager, equities and derivative designated trading representative. Bell Direct chief executive Arnie Selvarajah welcomed the appointments. "We are pleased to welcome such a high ...|
|... many Australian institutional investors have resisted a discrete allocation to Chinese equities, given China's close trading links to Australia and the potential double up in exposure through their Australian equities and emerging markets allocations," ...|
|The corporate regulator is stepping in to prevent retail investors losing millions of dollars from trading highly risky contract for difference (CFDs) instruments. ASIC has imposed a product intervention order on the issue and distribution of CFDs effective ...|
|... volatility caused by COVID-19, the fund made some investment changes. These changes resulted in additional transactions (trading costs) which caused an increase in indirect costs," ACSRF said. "The investment changes added significant value to the fund's ...|
|... over similar charges. Pershing was fined $15,000 for a breach where the transferring sale proceeds from international trading in client's securities from trust accounts into its general bank account. The second breach of the Act and occurred when ...|
|... result of the contravening conduct, clients of each of the three defendants lost significant amounts of money, with total trading losses of around $32 million. The Federal Court found that such trading losses translated to revenue earned by AGM, OTM ...|
|... Epstein . Canada's Scotiabank reached settlement agreements with the US Department of Justice and the Commodity Futures Trading Commission over charges of metals market manipulation.|
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Aware Super is implementing a new suite of technology products that will allow it to in-source member experience, including administration, so far done by Mercer.
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Russell Investments has launched a new personalised super product, replacing its MySuper offering as it eyes mandates from other funds.
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An investment advisory boutique which soft launched in September, headed by former PwC chief executive Luke Sayers, has bolstered its leadership team.
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Design and distributions obligation (DDO) reforms may have been pushed back to October next year as a result of COVID-19 but ASIC said it is top of the priority list for 2021.
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