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Search ResultsShowing 1 - 10 of 40 results for "Stephen Glenfield"
FASEA confirms 2021 exams
ELIZABETH MCARTHUR  |  FRIDAY, 24 JUL 2020
... the exam, with 86% of candidates on average passing each exam on the first sitting," FASEA chief executive Stephen Glenfield said. "So nearly nine out of 10 of the existing advisers who have sat the exam have prepared well and demonstrated they have ...
FASEA extension passes
ELIZABETH MCARTHUR  |  WEDNESDAY, 17 JUN 2020
... the exam and received results to date, with a majority of 86% successfully passing", FASEA chief executive Stephen Glenfield said.
FASEA unclear why advisers are quitting
ELIZABETH MCARTHUR  |  MONDAY, 25 MAY 2020
FASEA chief executive Stephen Glenfield has said it is outside the authority's remit to look into why financial advisers are exiting the industry in droves. Rainmaker analysis of the ASIC Financial Adviser Register indicates that the register has ...
Latest adviser exam results in
JAMIE WILLIAMSON  |  TUESDAY, 7 APR 2020
... ASIC's Financial Adviser Register have now sat the exam with about 27% of them passing. FASEA chief executive Stephen Glenfield said the body is pleased with the latest results and congratulated all those that passed. Glenfield also advised that ...
FASEA rethinks CPD, provides exam update
ELIZABETH MCARTHUR  |  TUESDAY, 17 MAR 2020
... Unity Wealth strategic wealth adviser Adrian Hanrahan shared an email he had sent to FASEA chief executive Stephen Glenfield asking whether FASEA will take a "facilitative approach" to CPD requirements for the for the current year given how many seminars ...
More courses get FASEA approval
ELIZABETH MCARTHUR  |  FRIDAY, 21 FEB 2020
... University and will be available for existing advisers to meet the education standard. FASEA chief executive Stephen Glenfield said the approval of the additional bridging courses builds on the body of courses approved by FASEA and will provide additional ...
Latest FASEA exam results in
ELIZABETH MCARTHUR  |  WEDNESDAY, 29 JAN 2020
... completing an important component of their education requirements under the Corporations Act," FASEA chief executive Stephen Glenfield said. "Unsuccessful candidates are able to re-sit the exam and these advisers will receive guidance on which knowledge ...
Sophistication: More than money
ELIZABETH MCARTHUR  |  TUESDAY, 7 JAN 2020
... certificates declaring a person to be a wholesale investor because of assets alone were brought into question. Stephen Glenfield told Financial Standard : "This relates to standard 1 - complying with the intent of the law. In the guidance to the Code ...
FASEA under pressure on managed accounts
ELIZABETH MCARTHUR  |  WEDNESDAY, 4 DEC 2019
... Ethics Authority is under pressure to clarify its stance on all forms of managed accounts. FASEA chief executive Stephen Glenfield confirmed he has met with the Institute of Managed Account Professionals and is considering whether managed accounts require ...
Update on FASEA code guidance on the way
ELIZABETH MCARTHUR  |  FRIDAY, 29 NOV 2019
Financial Adviser Standards and Ethics Authority chief executive Stephen Glenfield has confirmed more guidance on the contested Code of Ethics is imminent. Speaking to Financial Standard at the FPA Professionals Congress, Glenfield confirmed FASEA is ...
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