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Showing 1 - 10 of 53 results for "Services Limited"

ASIC hands down 10-year adviser ban

ELIZA BAVIN  |  THURSDAY, 9 APR 2026
ASIC has banned Benjamin Godfrey, the former director and responsible manager of ISG Financial Services Limited (ISG). ASIC suspended ISG's AFSL in July 2022 after it found it failed to meet statutory audit and financial reporting lodgement obligations. ...

Fiducian to pay $7.3m greenwashing fine

KARREN VERGARA  |  TUESDAY, 31 MAR 2026
... mandate operated by Solaris Investment Management. ASIC said in a statement: "While Fiducian Investment Management Services Limited has agreed to make admissions in relation to contraventions of the Corporations Act and the ASIC Act, a Statement of Agreed ...

First half steady, net inflows positive for Fiducian

KARREN VERGARA  |  MONDAY, 16 FEB 2026
... nine-year period. "Our legal representatives have lodged a defence on behalf of Fiducian Investment Management Services Limited (FIMS) consistent with the NSW Supreme Court's process," said Singh in an update, noting FIMS as responsible entity has ...

Fiducian posts strong result, share price jumps

ANDREW MCKEAN  |  THURSDAY, 15 AUG 2024
... 39.3 cents, up 30% from last year. In July, APRA imposed additional licence conditions on Fiducian Portfolio Services Limited (FPSL), the trustee of Fiducian Superannuation Service, which has nearly 9000 members and around $2.6 billion in assets under ...

Westpac settles BT Super class action

CASSANDRA BALDINI  |  MONDAY, 19 DEC 2022
... class action relating to the bank's subsidiaries, BT Funds Management Limited and Westpac Life Insurance Services Limited. Tens of thousands of Australians may receive compensation following the settlement, which is subject to court approval and ...

ASIC issues stop order on third property fund

CASSANDRA BALDINI  |  FRIDAY, 30 SEP 2022
... powers under the DDO regime to place interim stop orders on three financial firms. These were Responsible Entity Services Limited and two companies in the UGC Global Group. All three stop orders were made in relation to deficient TMDs. APIL will have ...

Stop orders placed on property funds

CHLOE WALKER  |  WEDNESDAY, 14 SEP 2022
... powers under the DDO regime to place interim stop orders on three financial firms. These were Responsible Entity Services Limited and two companies in the UGC Global Group. All three stop orders were made in relation to deficient TMDs.

ASIC continues crack down on deceptive advertising

CHLOE WALKER  |  TUESDAY, 2 AUG 2022
... issued several stop orders recently for varying reasons. Recently it issued stop orders against Responsible Entity Services Limited (RES) for misleading or deceptive representations in advertising and further stop orders for breaches of the design and ...

ASIC issues first DDO stop orders

JAMIE WILLIAMSON  |  THURSDAY, 28 JUL 2022
... powers under the design and distribution obligations, ASIC has placed interim stop orders on Responsible Entity Services Limited (RES) and two UGC Global Group companies, UGC Global Alpha Limited and UGC Global Alpha Fund Limited. RES is prohibited from ...

Palisade Real Assets in UK acquisition

CHLOE WALKER  |  WEDNESDAY, 27 JUL 2022
... Palisade Real Assets has acquired UK-based renewable energy asset management and development company Eco2 Management Services Limited (EMSL). The acquisition is expected to underpin a dedicated Bioenergy Platform focused on anaerobic digestion assets ...
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