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Showing 1 - 6 of 6 results for "Former Professional Investment Services"

Former adviser jailed, ASIC posts FY18 stats

KARREN VERGARA  |  THURSDAY, 1 NOV 2018
A former Professional Investment Services financial adviser has been jailed for dishonesty following an ASIC investigation. The former PIS financial adviser and representative Satvir Singh Birk was sentenced to two-and-a-half years' imprisonment ...

ASIC accepts EU from Victorian adviser

HARRY PAGE  |  THURSDAY, 11 DEC 2014
... Securities and Investments Commission (ASIC) has accepted an enforceable undertaking (EU) from former Professional Investment Services (PIS) representative Seamus O'Brien. O'Brien previously traded as Cambridge Financial Planning in South Yarra before ...

ASIC bans former PIS and AMP advisers

LAURA MILLAN  |  MONDAY, 23 JUN 2014
Former Professional Investment Services (PIS) and AMP Financial Planning advisers have been banned from financial services. The Australian Securities and Investments Commission (ASIC) took action against AMP Financial Planning adviser Roy Whye Wah Moo ...

GPS Wealth launches a new MDA

HARRY PAGE  |  THURSDAY, 27 FEB 2014
... framework and establishing an investment committee. GPS Wealth was established in 2012 by former Professional Investment Services (PIS) advisers Greg Holman and Rob McGregor. It now has over 50 planners and 32 practices in New South Wales and Queensl ...

Robbie Bennetts takes stake in Beacon

MARK SMITH  |  THURSDAY, 27 JUN 2013
Former Professional Investment Services (PIS) managing director Robbie Bennetts will take a stake in recently formed independent dealer group Beacon Financial Group. He will provide the firm access to tools developed by his consultancy business Robbie ...

Millennium3 recruits PIS exec

ELISE BURGESS  |  TUESDAY, 15 MAR 2011
Financial advice dealer group, Millennium3, has named former Professional Investment Services (PIS) group manager of risk, Winton Aslin, as its new life risk executive director. In his new role, Aslin will be responsible for the growth of the life business ...
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