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Showing 811 - 820 of 1464 results for "Investments Commission"

Premium eyes more practices

MICHAEL HOBBS  |  MONDAY, 26 OCT 2009
... service offering of the business," he said. This follows a submission from the Australian Securities and Investments Commission (ASIC) to the Parliamentary Joint Committee on Corporations and Financial Services that found 85 per cent of Australian financial ...

Centro execs to face tough penalties

MICHAEL HOBBS  |  WEDNESDAY, 21 OCT 2009
... Cooper, non-executive directors also form part of ASIC's civil proceedings. The Australian Securities & Investments Commission (ASIC) is seeking to disqualify the directors and officer from managing corporations and is asking the court to impose financial ...

D'Aloisio nominated Joint Forum chair

COMPANY RELEASES  |  MONDAY, 12 OCT 2009
Tony D'Aloisio, chair at the Australian Securities and Investments Commission (ASIC), has been nominated chair of the Joint Forum, a body that works closely with three of the biggest finance organisations in the world. The Joint Forum, which supports ...

Westpoint exec faces court

ASIC RELEASE  |  WEDNESDAY, 7 OCT 2009
... Local Court, Sydney, yesterday in relation to two criminal charges brought by the Australian Securities and Investments Commission (ASIC). Rundle, 44, was charged with two offences of making a false statement with intent to obtain a financial advantage ...

Make advice tax deductible: IFSA

MICHAEL HOBBS  |  MONDAY, 31 AUG 2009
... qualifications of financial advisers. Brogden said more could be done to assist the Australian Securities and Investments Commission (ASIC) in its response to potential market misconduct. He said the industry could play a bigger role by alerting and ...

SMSFs targeted in $428k swindle

ASIC RELEASE  |  FRIDAY, 21 AUG 2009
... nearly half a million dollars from self-managed super fund (SMSF) trustees. The Australian Securities and Investments Commission (ASIC) investigation led to Victorian-based Shaun White sentenced to four years and two months jail with a non-parole period ...

Market Wrap - Morning

AAP  |  MONDAY, 27 JUL 2009
... and Australand Property Group first half results are due. The case brought by the Australian Securities & Investments Commission (ASIC) against James Hardie Industries NV in the NSW Supreme Court resumes for a penalties hearing. On Friday, big miners ...

ASIC charts margin lending requirements

MICHAEL HOBBS  |  TUESDAY, 14 JUL 2009
... financial advisers and requirements for firms dealing in margin lending products. The Australian Securities and Investments Commission (ASIC) released the Consultation Paper 108 Margin lending: training of financial advisers and Consultation Paper 109 ...

Rev mortgage guide "out of date": RBS

MICHAEL HOBBS  |  FRIDAY, 26 JUN 2009
... reverse mortgage report - citing it contains case studies that are out of date. The Australian Securities and Investments Commission (ASIC) and Paul Clitheroe led Australian Government Financial Literacy Board's guide is designed to assist consumers ...

Regulator warns on rev mortgages

MICHAEL HOBBS  |  TUESDAY, 23 JUN 2009
The Australian Securities and Investments Commission (ASIC) and Paul Clitheroe's financial literacy team launched an information guide on reverse mortgages, warning consumers about the possible pitfalls. Thinking of using the equity in your home? A ...