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Showing 781 - 790 of 1464 results for "Investments Commission"

Citigroup hires Macq compliance exec

CITIGROUP MEDIA RELEASE  |  WEDNESDAY, 21 JUL 2010
... Exchange, the Australian Derivatives Exchange, the Sydney Futures Exchange and the Australian Securities and Investments Commission. She also ran her own legal practice, providing legal consulting services to the financial services sector. Turner will ...

Market Wrap - Morning

AAP  |  WEDNESDAY, 21 JUL 2010
... while Woolworths Ltd publishes its fourth quarter sales result. In Brisbane, Australian Securities and Investments Commission chairman Tony D'Aloisio addresses an Australia-Israel Chamber of Commerce event. In Australia on Tuesday, the share market closed ...

Broker jailed for false trades

ASIC RELEASE  |  WEDNESDAY, 14 JUL 2010
... providing false or misleading information to ASIC contrary to section 64 of the Australian Securities and Investments Commission Act. Between 3 May 2006 and 26 March, while a senior client adviser at Macquarie Equities, Chan used a number of trading ...

CFD health check prompts more oversight

MICHAEL HOBBS  |  TUESDAY, 13 JUL 2010
... that found consumers are still confused about the risks when trading CFDs. The Australian Securities & Investments Commission (ASIC) researched the CFD market last year as part of its 'healthcheck study' and found retail investors are confused and don't ...

Cooper recommends info dashboard for members

MICHAEL HOBBS  |  MONDAY, 5 JUL 2010
... website that shows information about the fund and the fund's management for free. The Australian Securities & Investments Commission (ASIC) should consult the industry on developing a central website about superannuation to draw together features including ...

IMF settles with PIS on Westpoint

ASX RELEASE  |  MONDAY, 21 JUN 2010
... The firm said it expects that final action to be resolved in the near future. The Australian Securities & Investments Commission (ASIC) estimates Westpoint products lost approximately $310 million of investor money prior to ASIC's involvement.

KPMG challenges ASIC on Constitutional powers

ASIC RELEASE  |  THURSDAY, 20 MAY 2010
KPMG is challenging the Australian Securities & Investments Commission (ASIC) regarding its case on behalf of Westpoint investors because it believes the regulator's case is unconstitutional. ASIC began action against KPMG on the basis that Section ...

ASIC names deputy chair and commissioner

ASIC RELEASE  |  MONDAY, 10 MAY 2010
The Australian Securities and Investments Commission (ASIC) has promoted Belinda Gibson to deputy chairperson and appointed Shane Tregillis to commissioner. Gibson joined ASIC in 2007 and, prior to this promotion, was responsible for corporate governance ...

Gunns freezes MIS offerings

RUTH LIEW  |  WEDNESDAY, 5 MAY 2010
... Enterprises Australia Limited entered voluntary administration last month. The Australian Securities & Investments Commission released a consultation paper last month aimed to improving disclosure to retail investors by responsible entities of agribusiness ...

ASIC charges ACR directors

ASIC RELEASE  |  TUESDAY, 27 APR 2010
... Steven Martin of West Pennant Hills, all from New South Wales, were charged by the Australian Securities & Investments Commission (ASIC). The regulator charged the men with one count each of falsifying documents to gain a financial advantage for ACR. ...