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Showing 791 - 800 of 1464 results for "Investments Commission"

Lloyd joins Perpetual from BT

COMPANY RELEASE  |  THURSDAY, 22 APR 2010
... St George's Wealth Management businesses, as well as his earlier role with the Australian Securities and Investments Commission (ASIC), make him an ideal candidate to lead Perpetual's expanding Private Wealth business." Lloyd's career includes recent ...

ASIC bans client adviser for life

ASIC RELEASE  |  THURSDAY, 22 APR 2010
... shares on the ASX without permission between January 2008 and October 2008. The Australian Securities & Investments Commission (ASIC) investigation found Ho broke section 1041G(1) of the Corporations Act. He also breached the Act when he made several ...

Hockey calls for FSR review

MICHAEL HOBBS  |  WEDNESDAY, 21 APR 2010
... advice and dealings in financial products among other reforms, according to the Australian Securities & Investments Commission (ASIC). While FSR was enacted, Hockey lost the financial services ministerial portfolio and implementation of the legislation ...

Regulator launches Storm website

ASIC RELEASE  |  THURSDAY, 15 APR 2010
... investigations. The website has a public area that includes general information about the Australian Securities and Investments Commission's (ASIC) investigations and features a protected personal web page for Storm investors. The regulator expects to ...

Ex Macquarie broker pleads guilty

ASIC RELEASE  |  TUESDAY, 16 MAR 2010
... contrary to section 1041A of the Corporations Act 2001. The charges, brought by the Australian Securities and Investments Commission (ASIC), relate to his alleged manipulation of the share price of Bill Express Ltd (BXP) which is now in liquidation. ...

Treasury proposes mandatory governance principles

MICHAEL HOBBS  |  TUESDAY, 9 MAR 2010
... problem within the auditing profession," said the report. This comes after the Australian Securities & Investments Commission (ASIC) accepted enforceable undertakings from three partners of KPMG's Perth office for their auditing work on the Westpoint ...

IFSA and Deloitte launch Future Leaders award

COMPANY RELEASE  |  MONDAY, 1 MAR 2010
... and improving engagement with superannuation. Last year, Julia Feher from the Australian Securities and Investments Commission (ASIC) won the Future Leaders Award for the work she did exploring ways to support quality financial advice. Deloitte will ...

Limited advice from accountants face hurdles

MICHAEL HOBBS  |  THURSDAY, 18 FEB 2010
Tony D'Aloisio, chair of the Australian Securities and Investments Commission (ASIC), said SPAA's proposal advocating for accountants to be able to provide limited structural advice on superannuation could be impractical. Speaking yesterday at the Self ...

ASIC super expert joins Super SA

COMPANY RELEASE  |  MONDAY, 15 FEB 2010
... South Australian public sector superannuation provider, Super SA. Rowe left the Australian Securities and Investments Commission (ASIC) in Melbourne to take up the position. Prior to this, he was chief executive at industry fund FIRST Super for eight ...

Cooper Review calls for SMSF structure overhaul

MICHAEL HOBBS  |  TUESDAY, 15 DEC 2009
... need for SMSFs to use at least one key service provider that is licensed by the Australian Securities and Investments Commission (ASIC) to ensure some investment advice is provided when an SMSF is set up. SMSF investments were also under the microscope ...

Editor's Choice

Mercer Super chief executive steps down

RIDDHIMA TALWANI
Mercer Super chief executive Claire Ross is departing after almost 17 years in senior leadership roles at the retail super fund.

AusFood Super looks to revitalise member engagement

MATTHEW WAI
The $3.5 billion super fund has partnered with InvestStream to launch RetireSmart+, becoming the first super fund to bring an AI-powered engagement experience to some 66,000 members.

L1 Group posts 'marked recovery' in June quarter

RIDDHIMA TALWANI
L1 Group has reported a marked recovery in investment performance in the June quarter.

European PE firm mandates Apostle with Australian distribution

RIDDHIMA TALWANI
Apostle Funds Management has been appointed by European investment firm Triton Partners for the distribution of its credit strategies in Australia and New Zealand.

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Since becoming chief executive, Blake Briggs has renewed the Financial Services Council's influence, expanded the membership base, and strengthened its policy and advocacy credentials. Karren Vergara writes.
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