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Showing 801 - 810 of 1464 results for "Investments Commission"

ASIC proposal exposes investors to default risk

MICHAEL HOBBS  |  TUESDAY, 8 DEC 2009
... one bond manager warned its timing could pose a risk to retail investors. The Australian Securities and Investments Commission (ASIC) is proposing to develop a listed corporate bond market, which aims to provide retail investors with access to corporate ...

Cash for Christmas

COMPANY RELEASE  |  FRIDAY, 4 DEC 2009
... you have some extra cash this Christmas." The lost cash is held in trust by the Australian Securities and Investments Commission (ASIC) and has come from bank, building society and credit union accounts that have been dormant for more than seven years. ...

Advisers want to keep commissions: research

COMPANY RELEASE  |  MONDAY, 30 NOV 2009
... monitor and identify malpractice. Nearly 70 per cent of financial advisers said the Australian Securities and Investments Commission (ASIC) is not doing a good job of regulating the industry. Close to half of respondents said they have "no confidence ...

Market Wrap - Morning

AAP  |  FRIDAY, 27 NOV 2009
... equities news, the NSW Supreme Court hears argument on costs in the case between the Australian Securities & Investments Commission and One.Tel executives Jodee Rich and Mark Silbermann. Macquarie Telecom Group Ltd holds its annual general meeting in ...

Market Wrap - Morning

AAP  |  WEDNESDAY, 18 NOV 2009
... meetings. The NSW Supreme Court hands down its judgement in the case brough by the Australian Securities and Investments Commission against former OneTel boss Jodee Rich. BHP Billiton Ltd chief executive Marius Kloppers speaks at the Lowy Institute. ...

ASIC outlines credit agency requirements

COMPANY RELEASE  |  FRIDAY, 13 NOV 2009
... are adequately trained from January next year following regulatory changes. The Australian Securities and Investments Commission (ASIC) outlined changes to the regulation of credit rating agencies yesterday, which includes holding an AFSL that requires ...

Decimal updates online super advice system

COMPANY RELEASE  |  WEDNESDAY, 11 NOV 2009
... system brings to market an efficient and inexpensive method of resolving what the Australian Securities and Investments Commission (ASIC) has called the 'unmet need' of multiple millions of Australians who require personal financial advice around their ...

Unregistered MIS operator arrested

COMPANY RELEASE  |  THURSDAY, 5 NOV 2009
... Federal Court of Australia delivered judgment in relation to an application by the Australian Securities and Investments Commission (ASIC) against four companies and Stephen McDougall, the joint operators of an unregistered managed investment scheme. ...

ASIC takes MFS Group to court

COMPANY RELEASE  |  MONDAY, 2 NOV 2009
... subsidiaries for alleged transactions that breached responsible entity laws. The Australian Securities and Investments Commission (ASIC) alleges that officers in MFS Investment Management caused the Premium Income Fund to transfer $130 million to MFS ...

Under 30s shine in Future Leaders Awards

MICHELLE BALTAZAR  |  MONDAY, 2 NOV 2009
Julia Feher from the Australian Securities and Investments Commission (ASIC) won this year's IFSA/Deloitte Future Leaders Awards for her paper recommending a "pay for use" financial planning business model. The IFSA/Deloitte Future Leaders Awards program ...