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Showing 51 - 60 of 133 results for "Protocol"

AFSL reference checking protocols required

JAMIE WILLIAMSON  |  MONDAY, 4 FEB 2019
... shop around for another licensee to employ them," Hayne said. Consideration could be given to making a breach of the protocol (or equivalent obligations) equivalent to a breach of financial services laws for the purposes of section 912A of the Corporations ...

Super funds excel in reporting obligation

KARREN VERGARA  |  TUESDAY, 16 OCT 2018
... data quality," he said. "We have also been working on updating the Involuntary Superannuation Account Transfer (ISAT) protocol to provide guidance in relation to the new event-based reporting obligations."

AMP to fight class actions, prioritise performance

HARRISON WORLEY  |  THURSDAY, 10 MAY 2018
AMP confirmed it will vigorously defend two class action lawsuits brought against it by shareholders in the wake of the Financial Services Royal Commission. In an ASX announcement on the morning of its AGM, AMP stated it had been served with two class ...

TAL forms medical advisory board

KARREN VERGARA  |  WEDNESDAY, 10 JAN 2018
Life insurer TAL has formed a specialist board to strengthen its in-house health and medical capabilities. The Specialist Advisory Board comprises medical experts who advise on cardiology, respiratory conditions, neurology, oncology, endocrinology ...

FSU calls out NAB for lack of standards

JAMIE WILLIAMSON  |  TUESDAY, 20 JUN 2017
... witnessing of Beneficiary Nomination forms prior to 31 May 2017 should not be included in the new conduct background check protocol. That is the view of the Finance Sector Union of Australia which is calling on NAB chief executive Andrew Thorburn to ...

Currency and managing volatility: New Financial Standard spot poll

DARREN SNYDER  |  MONDAY, 19 JUN 2017
... move. The question came on the back of the Australian Bankers' Association introducing a new conduct background check protocol. It will allow banks to find out better information about a job applicant's past employment history and conduct record. The ...

Actor linked to Malaysian pension fund scandal

ALEX BURKE  |  MONDAY, 19 JUN 2017
The US Department of Justice is seeking to recover about $2 billion in assets misappropriated from a Malaysian sovereign wealth fund in a scandal with ties to the Malaysian prime minister's stepson and US actor Leonardo DiCaprio, among other notable ...

Advisers preparing ahead of professional standards: Spot poll

DARREN SNYDER  |  TUESDAY, 13 JUN 2017
... checks?' The question comes on the back of the Australian Bankers' Association introducing a new conduct background check protocol. It will allow banks to find out better information about a job applicant's past employment history and conduct record. ...

Westpac to review history of new applicants

JAMIE WILLIAMSON  |  FRIDAY, 9 JUN 2017
... additional measure to ensure Westpac is delivering on its service promise to customers. "The conduct background check protocol is designed to work with our existing hiring practices to allow us to find out more about potential employees' work histories ...

Major ASIC project finds serious financial advice concerns

ALEX BURKE  |  FRIDAY, 17 MAR 2017
... previous licensees. ASIC highlighted the Australian Bankers' Association's reference checking and information sharing protocol as a positive step, but noted that its scope is limited to subscribers. At the time of the report's release, this represented ...