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Showing 5911 - 5920 of 6696 results for "Securities"

Rickard appointed ASIC's ACT regional commissioner

The chairman of the Australian Securities and Investments Commission (ASIC), Jeffrey Lucy on Monday announced Ms Delia Rickard has been appointed ASIC\'s regional commissioner for the Australian Capital Territory (ACT). Rickard joined ASIC in 1999 and ...

Macquarie Bank launches Macquarie Securities in Asia

AAP  |  MONDAY, 2 AUG 2004
Macquarie Bank has launched Macquarie Securities, its new Asian cash equity business, which it said was a significant expansion of Macquarie\'s investment banking platform across the Asia Pacific region. Head of investment banking at Macquarie Bank ...

Alternative commission payments banned for all members; IFSA, FPA

... regulators concerns. \"Taken together, these FPA initiatives address all of the 11categories of what the Australian Securities and Investments Commission referred to as soft dollar benefits in the June 2004 research report, Disclosure of soft dollar ...

Perpetual Trustee Co issues two tranches of floating rate notes

AAP  |  FRIDAY, 23 JUL 2004
... Integrity Series 2004-1 Trust will issue amortising, mortgage-backed, limited recourse, pass-through floating rate securities secured by the collateral. National Australia Bank and Westpac Banking Corporation acted as joint lead managers.

FPA backs new ASIC guidelines on SOA's

... Financial Planning Association (FPA) has thrown is support behind the latest guidelines provided by the Australian Securities and Investments Commission (ASIC) on how licensees and their representatives prepare Statements of Advice (SOA). "These are ...

Gates charity approved for investment in capital market

AAP  |  THURSDAY, 22 JUL 2004
... investor and the first non-financial foreign institution to gain access to China\'s markets. A notice on the China Securities Regulatory Commission website did not specify how much the foundations will be allowed to invest, although the minimum quota ...

Wealth-creation seminar promoters comply with undertakings

AAP  |  THURSDAY, 22 JUL 2004
... in this country, by showing \"desperate\" ordinary Australians how to make their fortune in 101 days. The Australian Securities and Investments Commission (ASIC) said yesterday it had obtained undertakings from the promoters, Vision Pursuit, because ...

Takeovers Panel agrees to ASIC withdrawing Gribbles complaint

AAP  |  WEDNESDAY, 21 JUL 2004
The Takeovers Panel said today it had agreed to the withdrawal of an application from the Australian Securities and Investments Commission (ASIC) alleging unacceptable circumstances in relation to the affairs of pathology provider The Gribbles Group. ...

New appointments at FPA

... education professional with previous experience in international professional membership organisations including at the Securities Institute, State Rail and the Department of Education and Training. Both will be based at the FPA's Sydney office.

Three former FAI executives committed to stand trial

AAP  |  TUESDAY, 20 JUL 2004
... trial on charges stemming from the royal commission into the $5.3 billion collapse of HIH Insurance. The Australian Securities and Investments Commission (ASIC) brought the charges based on evidence given to the 15 month royal commission into Australia\'s ...