Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 5881 - 5890 of 6696 results for "Securities"

AFS licensees given notice on MDA authorisations

... for managed discretionary account (MDA) authorisations needed to be in no later than 10 December 2004. The Australian Securities and Investments Commission (ASIC) said all new and existing AFS licensees will be able to apply for the MDA licence authorisation ...

Babcock & Brown to sell shares at $5 ahead of ASX listing

AAP  |  FRIDAY, 10 SEP 2004
... of a listing on the Australian Stock Exchange. Babcock & Brown on Thursday lodged a prospectus with the Australian Securities and Investments Commission for an IPO to raise $550 million. The company plans to relocate its global head office operations ...

ASIC acts against Mellon for misleading statements on super fees

The Australian Securities and Investments Commission (ASIC) has on Wednesday taken action against Mellon Nominees for misleading statements made to investors relating to the fees charged on its superannuation fund. The regulator said it found a statement ...

AFS licensees pass ASIC's spot check

The Australian Securities and Investments Commission (ASIC) on Monday released its findings on a program of 353 randomly conducted verification visits on Australian financial services (AFS) licensees. Conducted between December 2002 and July 2004, the ...

Suncorp prices $700 million Apollo series 2004-2 RMBS issue

AAP  |  TUESDAY, 7 SEP 2004
A $700 million Apollo Series 2004-2 Residential Mortgage Backed Securities (RMBS) issue for Suncorp-Metway has priced in the Australian bond market. The issue marks the seventh transaction from the Apollo program, achieving a weighted average margin ...

NAB to roadshow residential mortgage backed securities issue

AAP  |  MONDAY, 6 SEP 2004
National Australia Bank (NAB) on Friday said it would commence a roadshow for a residential mortgage-backed securities (RMBS) issue this week. The bank said the National RMBS Trust 2004-1 issue would be its second residential mortgage-backed securities ...

RBC Capital launches $250 million Kangaroo transaction

AAP  |  FRIDAY, 3 SEP 2004
... Kangaroo market, is being marketed to investors at 28 to 30 basis points over the ACGB (Australian Commonwealth Government Securities) 15 August, 2008 rate of 8.75%, which equates to minus 12-to-14 basis points to the three-month Australian dollar bank ...

ASX looks at Sons of Gwalia's disclosures: report

AAP  |  WEDNESDAY, 1 SEP 2004
... overstated and it was not going to be able to meet its forward sold gold commitments. It is understood the Australian Securities and Investment Commission is also monitoring the situation, it was reported today.

ASIC publishes policy paper on conflict of interest in financial services

The Australian Securities and Investments Commission (ASIC) on Monday published a new policy statement on how it expects financial services licensees to manage conflicts of interest. \"The CLERP 9 legislation imposes, for the first time, a direct and ...

St George says proposing $2 bln securitisation issue

AAP  |  TUESDAY, 31 AUG 2004
St George Bank said it is proposing a global multi-currency mortgage backed securities issue under its Crusade securitisation program. Securities with an approximate equivalent value of $A2 billion in total will be issued, with separate senior tranches ...