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Showing 5871 - 5880 of 6696 results for "Securities"

James Hardie requests trading halt in shares

AAP  |  TUESDAY, 21 SEP 2004
... therefore could arise that sections of the market would be advantaged over others in relation to trading in the company's securities by having privileged access to the contents of the report. "The trading halt is requested to avoid this circumstance," ...

ASIC welcomes closer scrutiny on advertising guidelines

The Australian Securities and Investments Commission (ASIC) on Monday welcomed another step forward in the crackdown on misleading advertising in the financial services industry. The regulator said the release of guidelines by the Mortgage Industry ...

Merrill's roll out Aust equities quant fund

... Types of investments considered include Australian shares and listed hybrids, equity swaps, options and international securities, which are related to these securities.

BBY and Jaguar Funds announce strategic growth alliance

AAP  |  MONDAY, 20 SEP 2004
... growth amongst our corporate and private clients." As former executive director and head of equities at Ord Minnett Securities, Rosewall was responsible for some of Australia's largest initial public offerings, including the listing of BHP and Westpac ...

ASIC gives ASX thumbs up

The Australian Securities and Investments Commission (ASIC) has given a positive assessment to the Australian Stock Exchange (ASX) for its performance of its market operator obligations. The Corporations Act requires that the regulator assess annually ...

ASIC shuts down loan calculators

... standard loans with lines of credit to suggest the latter could be used to pay off a home loan more quickly, an Australian Securities and Investments Commission (ASIC) spokesman said. "Most lines of credit charge higher interest rates than standard home ...

Macquarie prices 350 million pound securities offering

AAP  |  WEDNESDAY, 15 SEP 2004
... capital raising, has today priced a STG350 million (approximately $A900 million) offering of tier 1 capital-eligible securities. Macquarie Bank, which recently undertook a UK investor roadshow to gauge investor interest in the securities, said they would ...

FSG; a step towards simplicity

The Australian Securities and Investments Commission (ASIC) has issued a class order outlining a more simple compliance regime under the Financial Services Guide (FSG) for financial advisers of retail clients. The class order, Information in a Financial ...

FPA issues member notice and calls for submissions

... submission to the Joint Forum consisting of the Basel Committee on banking supervision, International Organisation of Securities Commissions (IOSCO), and International Association of Insurance Supervisors on its "Outsourcing in Financial Services\" consultative ...

ASIC draws the line on super fee

The action taken this week by the Australian Securities and Investments Commission (ASIC) against Mellon Nominees for misleading statements on super fund fees is a sign of things to come, industry analysts said today. \"Discussions Rainmaker has had ...