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Showing 5811 - 5820 of 6696 results for "Securities"

Sydney financial advisers banned for good

... banned Tony Zareei and Tunde Doja permanently form providing any financial services, and from being representative of a securities dealer or investment adviser, after finding the pair had failed to perform their duties honestly efficiently and fairly ...

FPA pushes members to adopt tighter conflict of interest guidelines

... with conflicts of interests which may affect its members after the new code began earlier this month. The Australian Securities and Investment Commission (ASIC) Policy Statement (PS) 181 Licensing: Managing conflicts of interest took effect from 1 January ...

FPA to rubber stamp education providers

... through Tribeca. The FPA will still administer its Certified Financial Planning program but late last year appointed the Securities Institute to run the training and assessment components. "Through this accreditation process, we offer FPA members and ...

Alternative investments to increase in 2005 while listed property out of favour

... investment managers predict an increase in alternative investments and 30 per cent expect weaker returns for listed property securities according to the latest Mercer forecasting survey. The survey also revealed two-thirds of managers believe the Australian ...

Newsflash - FPA awards CFP contract to Securities Institute

... speculation by awarding the contract for the administration of its Certified Financial Planning (CFP) program to the Securities Institute of Australia (SIA). The deal is for three years with the SIA working with the FPA on the instructional design and ...

ASIC bans unlicensed advisers

The Australian Securities and Investments Commission (ASIC) has stepped up its campaign against illegal early access to super by obtaining permanent injunctions to prevent Manito Pty Ltd and Steven Preston from providing unlicensed superannuation advice. ...

ASIC's share buy-back proposal

The Australian Securities and Investments Commission (ASIC) has called for comments on its buy-back proposal in order to assist the regulator in developing its position on buy-back relief under the Corporations Act 2001. Under the proposal, ASIC seeks ...

New guidelines on conflicts for AFS applicants

The Australian Securities and Investments Commission (ASIC) has incorporated the most recent legislative changes relating to conflicts of interest into its licensing regime with updates to its licensing guides. The conflicts management obligations are ...

Another casualty in Tasmanian solicitor schemes

The Australian Securities and Investments Commission (ASIC) has picked up another scalp in its campaign against solicitors mortgages after Haydn Dodge of Sorrel, Tasmania pleaded guilty to fraud charges in the Supreme Court of Tasmania. Hodge, pleaded ...

Housing finance falling and consumer sentiment easing

... for investment purposes fell 8.1 per cent in October and is now 32.0 per cent below the level of a year earlier. TD Securities report stated "the housing data confirm an unrelenting decline in the housing sector. There is little to suggest a near term ...