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Showing 5781 - 5790 of 6696 results for "Securities"

ASIC reorganizes management following Johnston departure

The Australian Securities and Investments Commission (ASIC) has announced Jennifer O'Donnell has been appointed as the regulator's new executive director of compliance following the departure of Ian Johnston. Johnston, who will join the Hong Kong Securities ...

AFS licensees behind the eight ball with account lodgement

... services (AFS) licensees are overdue with lodging their 2004 annual accounts and auditor reports with the Australian Securities and Investments Commission (ASIC). The 618 licensees with overdue accounts were yesterday warned they could face enforcement ...

Fincorp feels ASIC's displeasure

... in the NSW Supreme Court against the heavily publicized Fincorp Investments. ASIC is alleging that Fincorp offered securities under a replacement prospectus, which contained misleading or deceptive statements or omitted legally required information. ...

Investorweb approves of Mariner Mortgage Trust

... first registered mortgages and provides investors with a portfolio made up of commercial mortgages, cash and short-term securities. Mariner Securities offers the fund that is managed by a joint venture between Mariner Financial Limited and Ashe Morgan ...

Prime Infrastructure raises $90 million through stapled securities offering

AAP  |  FRIDAY, 4 MAR 2005
... vehicle Prime Infrastructure Group has announced the successful completion of an institutional placement of stapled securities. The placement raised $90 million at a price of $1.40 per stapled security, which represented a discount of 2.8 per cent to ...

BNP Securities Services beefs up its risk, control and finance team

BNP Paribas Securities Services has increased the size of its Risk, Control and Finance management team with the appointment of Nicolas Faust as head of risk, control and finance and Kathy Gleadhill in the newly created position of head of internal ...

ASIC loses Johnston to Hong Kong

The Australian Securities and Investments Commission has lost another senior executive with the resignation of industry stalwart Ian Johnston. Johnston, most recently ASIC executive director of financial services regulation, has been appointed to a ...

Former Sanford head banned by ASIC

The former founder and managing director Dr Bean San Goh of Sanford Securities has been banned from providing financial services in relation to securities for five years by the Australian Securities and Investments Commission (ASIC). Dr Goh was banned ...

Strong inflows for Ausbil Dexia as top performing fund opened to retail market

... Investment Ltd, a $100 million listed investment company. The new company will be issuing a maximum of 50 million Stapled Securities at $2 each as well as one stapled option exercisable at $1 between June 2006 and June 2008. In order to allow investors ...

Super choice will place more emphasis on planners' professional development

... We are well positioned to offer much of our training in-house or through our links with the FPA, IFSA, AFSA and the Securities Institute. At the moment more than 82% of our advisers are CFPs so the new measures will deliver a training boost to about ...