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Showing 5771 - 5780 of 6696 results for "Securities"

Hastings fund makes a quiet ASX entry

AAP  |  MONDAY, 11 APR 2005
... listed on the Australian Stock Exchange at $2.00 today - even with its partly paid security price. A total 75 million securities were issued at $3.00 and party paid to $2.00 each, with the balance due in March 2006. The Hastings High Yield fund invests ...

SIA and AIBF to join forces

The Securities Institute of Australia (SIA) and the Australasian Institute of Banking and Finance (AIBF) have announced their intention to merge in order to achieve better scale and positioning in the industry. "Joining forces would create a unique ...

ASIC acts against wealth management promoter

... provided financial services without holding an ASF licence including giving advice and recommendations on derivative and securities products. This has not been the first time McIntyre has come under ASIC's scrutiny. In October 2004 McIntyre and 21st ...

Mariner and Rothschild venture into leasing market

... while Rothschild will provide the finance to MAC. Rothschild also intends to offer enhanced-yield hybrid and innovative securities to investment markets through Mariner's financial planner distribution networks.

Beware of fake international 'regulators'

... shares. The sham regulators of which ASIC is currently aware include the Foreign Shareholders Protection Department, US Securities Investigative Committee, International Compliance Commission, International Equity Commission, the International Regulatory ...

ASIC moves to protect investors in high-yield scheme

... Hoy from making statements about a high-yield investment scheme. The orders follow allegations from the Australian Securities and Investments Commission (ASIC) that the high yield investment scheme - Private Placement Program -, which claims to offer ...

Eight year gaol sentence for former financial adviser

... These proceedings culminated on 19 June 2003 when ASIC permanently banned Higgins from acting as a representative of a securities dealer or of an investment adviser, and from providing any financial services.

Wealthtrac signs up Lincoln Indicators

... Indicators was founded in 1984 by former Olympian runner Merv Lincoln. Wealthtrac is a co-operative of small to medium sized securities dealers providing independent dealers with the ability to recommend investment options of their choice and the opportunity ...

AMPFP restructures field approach with 70 new hires

... according to Kirk. The new appointments include Bill Justo from Suncorp Wealth Management, Camilla von Pfyffer from the Securities Institute, Mark Kennedy of Apogee Financial Planning, David Gloury of MLC Wealth Management and Danielle Nugent of AXA. ...

Macquarie Private Capital Group oversubscribed

Macquarie Private Capital Group (MPCG) initial public offer of 55 million stapled securities was heavily oversubscribed with broking firms accounting for nearly to and a half times the available stock. The offer closed on 4 March 2005 and it is expected ...