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Showing 5411 - 5420 of 19420 results for "One"

Westpac directors slammed

ALLY SELBY  |  THURSDAY, 12 DEC 2019
... not think it appropriate to report that money transfers with Standard Chartered Bank were not being reported to AUSTRAC; and one where the compliance manager who reported the legal breaches was then moved on in favour of someone with 'more experience'," ...

Pershing Securities breaches client money obligations

ALLY SELBY  |  WEDNESDAY, 11 DEC 2019
... clearing and settlement solutions provider was charged with two counts of failing to pay client money into an account and one count of failing to comply with requirements relating to a client money account. Pershing could face a maximum penalty of $135,000. ...

Advisers better learn what women want: Research

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 DEC 2019
... if they are there when they need to talk to them and are responsive. Further, 44% of women hire an adviser for personalised one-on-one advice versus 34% of men. Women were also found to be 10% more likely than men to hire a financial adviser specifically ...

AMP to cut contribution fees

JAMIE WILLIAMSON  |  WEDNESDAY, 11 DEC 2019
... the product and were correctly disclosed to clients. Nonetheless, removing these fees is the right thing for clients, and is one of the steps AMP is taking towards continual improvement of its products," the letter reads. Amounts that accrue or are attributable ...

ANZ Private hands out $3.5b mandate

JAMIE WILLIAMSON  |  WEDNESDAY, 11 DEC 2019
... are delighted to appoint DWS Group as the primary asset consultant for our tactical asset allocation decisions." "DWS are one of the world's largest asset managers, with a strong history and proven track record in adding value to investment portfolios. ...

Best performing global equities strategies

KANIKA SOOD  |  WEDNESDAY, 11 DEC 2019
Magellan has the stronghold on 10-year returns but a small Sydney boutique has quietly taken the lead on one-year basis with 31% returns to October end in the latest Morningstar institutional survey. Magellan is the undisputed best performer on a 10-year ...

Active ETF review results imminent

KANIKA SOOD  |  WEDNESDAY, 11 DEC 2019
ASIC will meet with key players in the active ETF space this afternoon and is expected to release the findings of its review of the sector as early as this evening. The corporate regulator has invited product issuers, market makers and the exchanges ...

Industry fund pushes for simpler super splitting

ELIZA BAVIN  |  WEDNESDAY, 11 DEC 2019
One of the nation's largest super funds has joined forces with Women's Legal Service Victoria (WLSV) to simplify the process of splitting super assets. HESTA said it is working with WLSV to remove barriers preventing women from claiming their fair share ...

Calastone wins mandate

KANIKA SOOD  |  TUESDAY, 10 DEC 2019
A registry provider that represents 42 fund managers has integrated with Calastone's reporting solution. OneVue's 42 clients that are trading with platforms through Calastone will now be able to send monthly statements of holdings and transactions to ...

SCA drags AMP over claim delays

ALLY SELBY  |  TUESDAY, 10 DEC 2019
... O'Halloran was disappointed by the data. "It's not good enough that families who are dealing with the tragedy of losing a loved one and paying funeral costs are being left at the mercy of this tardy insurer," O'Halloran said. It comes two weeks after ...