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Showing 481 - 490 of 680 results for "Records"

ING Direct launches new adviser website

BEN COLLINS  |  MONDAY, 30 APR 2012
... details. ING Direct said it can also alert advisers when a term deposit matures and generate client listings and client records on the spot. "This site takes a lot of previously manual processes and puts them online which, above all, will save our clients ...

ASIC strikes against currency trader

MELANIE TIMBRELL  |  TUESDAY, 3 APR 2012
... views that he had provided client-inappropriate advice, failed to give clients statements of advice (SOAs), did not retain records as required, failed to give clients information about his remuneration and benefits, and at times falsified documents relating ...

In superannuation, bigger can be better but not always

RACHEL DAVIS  |  THURSDAY, 15 DEC 2011
... funds manage their assets less pro-actively and because retail funds are generally much younger funds with shorter track records. Dunnin said you need to look at the results this way because simplistically analysing the relationship between a fund's ...

ASIC annual report highlights industry trends

ELISE BURGESS  |  MONDAY, 31 OCT 2011
... claimants as part of an active program of reuniting people with unclaimed money. Other notable figures were the regulator's records of the industry with some 64 licence withdrawals being recorded during this period due to dishonest conduct or failure ...

Govt infra paper opens investment doors

ELISE BURGESS  |  THURSDAY, 27 OCT 2011
... Financial Standard reported that the number of unlisted infrastructure fundraising figures for third quarter 2011 had hit new records for the year with 136 total funds with a target of $95.4 billion now available to investors. Elliot Bradbrook, manager ...

Privacy Commissioner opens investigation into First State Super

ELISE BURGESS  |  THURSDAY, 20 OCT 2011
... to a URL error. "I will be opening an own motion investigation into First State Super following allegations that member records were able to be accessed by a third party. I will be looking at their compliance with the Privacy Act and in particular their ...

AMP Capital hires ex-ING IM port managers

CLAIRE MCGREAL  |  THURSDAY, 20 OCT 2011
... specialising in small/mid cap stocks. "Gian and Michael are highly regarded portfolio managers with proven performance track records while Phillip brings experience and expertise in the small/mid cap space," said AMP Capital chief investment officer ...

First State Super chief handles furore over tech security

ELISE BURGESS  |  WEDNESDAY, 19 OCT 2011
... matter has been reported to the NSW Police," read the letter. Webster was requested to destroy and delete all data and records that he gained unauthorised access to and was told he would no longer have any access to the members section of the Fund's ...

Touchstone acquires Old Mutual assets

MATT WOODINGTON  |  WEDNESDAY, 5 OCT 2011
... funds we offer and fill the gaps in our current line-up with boutique fund managers who have strong long-term performance records." Old Mutual said the partnership would allow it to focus on managing institutionally driven active asset management strategies. ...

Unlisted infrastructure funds post mixed results

ELISE BURGESS  |  WEDNESDAY, 5 OCT 2011
... raising figures for Q3 2011 declined with just two funds reaching a final close raising $1.6 billion, but hitting new records for the year with 136 total funds now available to investors. While some results were subdued for Q3, it was not all grim with ...