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| | | The founder and managing director of an ASX-listed financial planning software provider has stepped down, with a new chief executive appointed. Mark Fisher has officially stepped down as managing director of Intiger Group following a review of the businesses' ... |
| | | | The Federal Court has ordered a stockbroking firm to pay a $350,000 penalty for failing to comply with Market Integrity Rules. In early March 2011, State One Stockbroking placed 19 bids on behalf of a client when it should have reasonably suspected ... |
| | | | The global equities boutique has added a former Platinum Asset Management analyst to its team, and is hiring for other roles. Alison Savas is taking on the role of client portfolio manager and will interact with advisers and investors on technical enquiries ... |
| | | | ClearView has made three executive promotions coinciding with the launch of a new business offering back-office and compliance services to financial advisers. LaVista Licensee Solutions, a licensing service, will be led by Mike Pope as its chief executive. ... |
| | | | Financial Planning Association of Australia head of policy and standards Ben Marshan said the FASEA-led Code of Ethics remains the biggest game changer to the advice industry. Speaking at the Challenger Financial Standard Technical Services Forum on ... |
| | | | Among a wide-ranging update on Friday evening, the Financial Adviser Standards and Ethics Authority concreted several aspects to an industry exam. It also released a standards blueprint. FASEA said the duration of the financial adviser exam will be ... |
| | | | Financial services companies are betting on artificial intelligence (AI) more than ever, but remain sceptic of compliance and legal risks of the technology, according to a new Baker McKenzie report. Baker McKenzie surveyed 355 financial services leaders ... |
| | | | More investors are turning to fixed income ETFs as a way to finetune their bond portfolios. Karren Vergara finds out what is driving the demand and why this new wave of defensive ETFs is here to stay. Recalling the sharp market correction that stung ... |
| | | | State Street Global Advisors and Nuveen are among the first signatories of a document designed to improve engagement with companies that manufacture, distribute, sell or regulate products within the civilian firearms industry. Thirteen institutional ... |
| | | | ... Amazon, Google and Tencent are starting to rebundle financial services products in a way unseen in the Australian market. The tech war between US FAANG stocks (Facebook, Apple, Amazon, Netflix and Google) and their Chinese BAT counterparts (Baidu, Alibaba ... |
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