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Showing 281 - 290 of 3495 results for "compliance"

Aware Super recruits Marsh McLennan risk specialist

ELIZABETH FRY | THURSDAY, 29 MAY 2025

Aware Super is bolstering its risk management and compliance team with a senior hire from Marsh McLennan, the global risk and insurance giant. The $200 billion industry fund has appointed Norlena Brouwer as head of business risk and compliance for enablement ...

Greenwashing remains an enforcement priority: ASIC

MICHELLE BALTAZAR | THURSDAY, 29 MAY 2025

... early," she noted. On capacity building, the regulator understands that smaller companies may be concerned about the compliance requirements on them under the new laws. ASIC is set to deliver a set of educational materials in conjunction with accounting ...

Count Financial class action dismissed

ELIZA BAVIN | WEDNESDAY, 28 MAY 2025

... provide them any ongoing service. The Federal Court determined that Count had systems in place to enable it to monitor compliance by Count advisers with their statutory and regulatory obligations relating to the terms of the Total Financial Care Agreements. ...

ASIC accuses Kalkine of providing unlicensed advice

ELIZA BAVIN | FRIDAY, 23 MAY 2025

ASIC has told Kalkine it must appoint an independent compliance consultant to address concerns its customer service representatives have been giving unlicensed advice. Kalkine is an equity research house which produces stock analysis and buy, hold and ...

QIC hires institutional sales director

ELIZABETH FRY | THURSDAY, 22 MAY 2025

... investment transitions. Earlier in her career, she served as secretary of the investment Committee, ensuring regulatory compliance and contributing to the asset management division's growth from $3 billion to $20 billion.

ASFA, EY release guidance on CPS 230

ELIZA BAVIN | THURSDAY, 22 MAY 2025

... monitored, given their important role in providing services to fund members. "Implementation of CPS 230 is not merely a compliance task, but an important opportunity for trustees to further evolve their risk management frameworks, reflecting the superannuation ...

ASIC takes Block Earner case to High Court

ELIZA BAVIN | WEDNESDAY, 21 MAY 2025

... the appropriate legal channels. Block Earner continues to operate business-as-usual and remains fully committed to compliance, innovation, and building products that benefit Australian consumers." This legal battle has been ongoing in the courts for ...

Cointree hit with AUSTRAC fine

ELIZA BAVIN | MONDAY, 19 MAY 2025

... is undergoing rapid growth, and we have significant concerns about some DCE's capacity for and commitment to AML/CTF compliance," Thomas said. "Addressing heightened risk in the sector is a regulatory priority for AUSTRAC and we are focusing on DCE compliance ...

Advice bodies want efficiency, long-term solutions from Mulino

KARREN VERGARA | WEDNESDAY, 14 MAY 2025

... AIOFP's policy focus in the short term will be on the CSLR, Life Insurance Framework (LIF) and rationalisation of the compliance regime. "We have been reliably informed that Dr Mulino will avoid the trap of his office staff being infiltrated by Treasury ...

Macquarie raked over the coals again by ASIC

ANDREW MCKEAN | WEDNESDAY, 14 MAY 2025

... independent review of Macquarie Securities regulatory reporting systems, controls, and supervisory procedures to ensure compliance with the law. Macquarie acknowledged the civil proceeds commended by ASIC against its subsidiary. Macquarie noted that ...

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Mercer Super chief executive steps down

RIDDHIMA TALWANI | 12:01PM

Mercer Super chief executive Claire Ross is departing after almost 17 years in senior leadership roles at the retail super fund.

AusFood Super looks to revitalise member engagement

MATTHEW WAI | 11:30AM

The $3.5 billion super fund has partnered with InvestStream to launch RetireSmart+, becoming the first super fund to bring an AI-powered engagement experience to some 66,000 members.

L1 Group posts 'marked recovery' in June quarter

RIDDHIMA TALWANI | 12:13PM

L1 Group has reported a marked recovery in investment performance in the June quarter.

European PE firm mandates Apostle with Australian distribution

RIDDHIMA TALWANI | 11:50AM

Apostle Fund Management has been appointed by European investment firm Triton Partners for the distribution of its credit strategies in Australia and New Zealand.

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