Search Results | Showing 271 - 280 of 3495 results for "compliance" |
| | | ... while ASIC continues its investigation. Australian Fiduciaries failed to lodge audited financial statements or audited compliance plan reports for its registered managed investment schemes for the 2024 financial year and for the first half of FY25. ASIC ... |
| | | | ... outsourcing is rapidly evolving. "While demand for traditional outsourcing roles such as administration, paraplanning, and compliance remains strong, we're seeing even faster growth in the need for technology and data-focused roles," Hall said. "Outsourcing ... |
| | | | ... in April have been instructed to undertake a "special purpose engagement," as APRA asks all trustees to review their compliance with Prudential Standard CPS 234 Information Security. After some super funds were targeted by cybercriminals in April, the ... |
| | | | ... materials, though has since noted progress. The regulators said life companies need to strengthen their risk management and compliance assurance around re-rating practices, which it noted led them to revisiting past premium increases, and where premiums ... |
| | | | ... not accept further fees, ASIC said. However, relying on it does not prevent the OFA from terminating due to its non-compliance. "Superannuation trustees should review their processes for the oversight of advice fee deductions and ensure that any written ... |
| | | | ... priorities were the Compensation Scheme of Last Resort (CSLR), Life Insurance Framework (LIF) and rationalisation of the compliance regime. AIOFP executive director Peter Johnston said: "We were all impressed with the Minister's knowledge of our ... |
| | | | ... that handles the traditionally complex operational requirements of private markets investing, including due diligence, compliance and reporting. Edwin Chan, head of client solutions for Asia-Pacific at iCapital, said Australia represented "a significant ... |
| | | | ... pricing consultant at EY, where he navigated the complexities of multinational business structures and cross-border tax compliance. Meanwhile, ESSSuper has appointed Adam Swanwick as head of risk and compliance to enhance its governance capabilities. ... |
| | | | ... for "heavy-handed oversight" which might stifle the sector's growth. "While concern is elevating around the lack of compliance and regulation in the non-bank lending space, we do deal with many established and sophisticated counterparts in the non-bank ... |
| | | | ... regime and internal dispute resolution processes and reporting (IDR), an ASIC review found, warning that such inadequate compliance plans indicate governance failings. The 50 REs examined operate 45% of all registered funds and hold about $1 trillion ... |
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