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Showing 241 - 250 of 3495 results for "compliance"

APRA slaps $5.5m capital penalty on KeyInvest

MATTHEW WAI | TUESDAY, 5 AUG 2025

... frameworks are implemented and effective. "The increased capital requirement reflects the heightened prudential risks and compliance concerns and should incentivise KeyInvest to complete remedial work," Smith said. "APRA protects policyholders by upholding ...

Brandes launches first fund, taps Equity Trustees

KARREN VERGARA | FRIDAY, 1 AUG 2025

... investors." "As Responsible Entity, our role is to ensure the fund operates with the highest standards of governance and compliance and we're proud to support Brandes in bringing a high-quality global investment strategy to Australian investors."

ASX chief compliance officer to step down

MATTHEW WAI | FRIDAY, 1 AUG 2025

Daniel Moran, the chief compliance officer of the Australian Securities Exchange (ASX) since January 2023, has announced his resignation. During the transition period, general manager listings compliance Garth Riddell will step into the role of interim ...

Australian investment in venture capital lags: SMC

ELIZA BAVIN | FRIDAY, 1 AUG 2025

... SMC is also calling for the government to commission a fresh fast-track Productivity Commission review of regulatory compliance costs and inefficiencies to deliver more money into the retirement funds; enable super contributions into retirement phase ...

Buyers demand HNW advice practices: Radar Results

KARREN VERGARA | TUESDAY, 29 JUL 2025

... licensees and private wealth firms that have clients with more than $1 million in investible assets and demonstrate robust compliance history and fee-for-service models. They typically want target practices located in capital cities and affluent regional ...

Acenda Group names finance, risk leads

KARREN VERGARA | MONDAY, 28 JUL 2025

... the last five years, she has been the chief risk officer at Resolution Life Australasia where she leads the risk and compliance team. Before that she was executive general manager of risk at AMP Life and spent more than a decade at ANZ working across ...

ASIC loses appeal against Finder Wallet

MATTHEW WAI | FRIDAY, 25 JUL 2025

... implications. In response, Finder chief executive and founder Frank Restuccia said the outcome reaffirms the company's compliance framework. "We understand and respect the importance of good regulation to protect consumers and we engaged openly and ...

Macquarie suffers first strike on pay package

KARREN VERGARA | FRIDAY, 25 JUL 2025

... dissatisfaction. Macquarie Group chair Glenn Stevens told the meeting that senior leaders are aware of the company's compliance failures and how the "risk shortcomings" are not adequately addressed in the remuneration report. The group has been under ...

Binance appoints new head of Australia

MATTHEW WAI | WEDNESDAY, 23 JUL 2025

... streamlining the platform's commercial strategy and product offerings proactively with regulators, while enforcing robust compliance framework to ensure safe access to the digital asset economy, Binance said. Poblocki brings 20 years' experience across ...

IFS recovers $226m in unpaid super

MATTHEW WAI | WEDNESDAY, 16 JUL 2025

... will tackle the issue by ensuring super is paid concurrently with wages, "making it easier to identify and act on non-compliance sooner." IFS provides support in unpaid super recovery, as well as financial advice, and consulting services to some industry ...

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Mercer Super chief executive steps down

RIDDHIMA TALWANI | 12:01PM

Mercer Super chief executive Claire Ross is departing after almost 17 years in senior leadership roles at the retail super fund.

AusFood Super looks to revitalise member engagement

MATTHEW WAI | 11:30AM

The $3.5 billion super fund has partnered with InvestStream to launch RetireSmart+, becoming the first super fund to bring an AI-powered engagement experience to some 66,000 members.

L1 Group posts 'marked recovery' in June quarter

RIDDHIMA TALWANI | 12:13PM

L1 Group has reported a marked recovery in investment performance in the June quarter.

European PE firm mandates Apostle with Australian distribution

RIDDHIMA TALWANI | 11:50AM

Apostle Fund Management has been appointed by European investment firm Triton Partners for the distribution of its credit strategies in Australia and New Zealand.

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