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Showing 221 - 230 of 3495 results for "compliance"

Invesco sells intelliflo to Carlyle Group

KARREN VERGARA  |  WEDNESDAY, 27 AUG 2025
... in its development, operations, sales and marketing. Intelliflo provides financial planning, client onboarding, CRM, compliance workflows, and reporting solutions. Based in the UK, intelliflo was founded in 2004 and is used by more than 30,000 professionals ...

Equity Trustees sued over Shield Master Fund failures

ELIZA BAVIN  |  TUESDAY, 26 AUG 2025
... are carefully reviewing the claim," Equity Trustees managing director Mick O'Brien said. "Equity Trustees takes its compliance obligations very seriously and has robust processes in place to uphold the best interests of members." As trustee for the AMG ...

Chalmers confirms super performance test changes are coming

ELIZA BAVIN  |  FRIDAY, 22 AUG 2025
... "We are delighted the government has heard our key message and is taking action." ASFA said, in the past seven years, compliance and risk management costs for APRA-regulated funds have almost doubled - from $550 million in 2017-18 to $1.05 billion in ...

Equity Trustees FUM tops $254bn

ELIZA BAVIN  |  THURSDAY, 21 AUG 2025
... grow, the complexity of regulations also increases, driving greater demand for our services. This growth brings new compliance requirements and higher costs, but it reinforces the vital role we play in the financial ecosystem," he said. "We continue ...

Perpetual flags $153.7m impairment

ELIZA BAVIN  |  THURSDAY, 21 AUG 2025
... Perpetual said. "The impairment will impact the statutory results of the group for the FY25 financial year. Perpetual is in compliance with its banking covenants and there is no impact on Perpetual's current liquidity profile." In its Q4 update in July ...

ASIC warns of 'sharp rise' in financial misconduct

MATTHEW WAI  |  THURSDAY, 21 AUG 2025
... of misconduct to inform our surveillance activities and investigations that together drive our priorities to deliver compliance, enforcement and consumer outcomes," Longo said. Simultaneously, ASIC has released its six-monthly Enforcement and Regulatory ...

Global X ETFs on a hiring spree, readies for $12bn FUM

MICHELLE BALTAZAR  |  THURSDAY, 21 AUG 2025
... decades and was part of the fund's ETFs launch on the ASX and CBOE. Alongside Croft, Charles Cosgrove joined as senior compliance manager; Chos Geh as compliance consultant; Joseph Marassa as product analyst; and Ella Silvy as business development associate. ...

Only half of advice practices report positive earnings: Investment Trends

MATTHEW WAI  |  WEDNESDAY, 20 AUG 2025
... resulted in a heightened demand for "high quality" operative support spanning technical assistance, advice enablement, and compliance among advisers, Investment Trends said, noting that advisers continue to rely heavily on licensee support. Self-licensed ...

Evidentia names chief risk, operating officer

KARREN VERGARA  |  WEDNESDAY, 20 AUG 2025
... and head of products. At Evidentia, Komadina will oversee operational infrastructure, risk management and regulatory compliance. This is the last appointment to complete Evidentia's executive leadership team. Evidentia, Lonsec Investment Solutions and ...

ASIC turns spotlight on direct life sales

KARREN VERGARA  |  TUESDAY, 19 AUG 2025
... is warning life insurers to do better when it comes to their direct sales practices that have placed doubt on their compliance obligations and put consumer outcomes at risk. While some life insurance firms have improved since ASIC's 2018 review into ...